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Re: Yamahakrh post# 31468

Friday, 08/01/2014 4:46:20 PM

Friday, August 01, 2014 4:46:20 PM

Post# of 40789
The dividend has not been approved by FINRA.

See if you can get her to answer the question:

Did IST submit a TA form back to FINRA? Per my post of yesterday:

Company files a CRA for a divy. As one of the last steps for approval FINRA sends the TA a TA form. The TA acknowledges they have received a "notification form" the issuer, and states on the TA form they are prepared to carry the CRA out. FINRA approves the CRA, and the TA carries out the distribution.



The TA saying the CRA has not been approved could mean:

FINRA is still chewing on it.

The TA has not received any notification from FINRA to submit a form. Implying the company has yet to submit anything to FINRA.

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