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Re: Tristan da Cunha post# 9234

Thursday, 07/17/2014 4:57:43 PM

Thursday, July 17, 2014 4:57:43 PM

Post# of 39360
I have searched for this in the past and found that the rule is not only not dictate by the SEC but it is for any registrant of the SEC, whether be IPO or uplist to another class, it is best that you follow the quiet period rule. In essence, uplisting is another form of IPO into another class. Not exactly ;) but it is in the most simplest form of explanation.




I am on mobile but i am sure you can search the SEC site and it will only define registrant and not specific requirements for form X.