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Re: EastCoastCdn post# 13008

Thursday, 07/17/2014 10:43:51 AM

Thursday, July 17, 2014 10:43:51 AM

Post# of 37358
He does not have to be licensed to sell his personal stock to a third party. Just that his affiliate stock when transferred starts tacking again to the purchaser. If he sold it the day before the holding period expires, the holding period starts all over again for the purchaser.

Now, what he can no longer do is sell stock to investors on behalf of the registrant.
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