International Star Inc (ILST)

[TRAPPER JIM]

Heres a little bit of shady stuff for CSTI ass well
Page 2 http://www.finra.org/web/groups/industry/@ip/@enf/@da/documents/disciplinaryactions/p321577.pdf
Canaccord Genuity Securities LLC fka Collins Stewart LLC (CRD #24790, New York, New York)submitted a Letter of Acceptance, Waiver and Consent inwhich the firm was censured, fined $20,000 and ordered to pay $22,600.03, plus interest, in restitution to
customers. Without admitting or denying the findings, the firm consented to the described sanctions and to the entry of findings that it failed to contemporaneously or partially execute customer limit orders in over-the-counter (OTC) securities after it traded each subject security for its own market-making account at a price that would have satisfied each customer’s limit order. (FINRA Case #2010021390401

http://disciplinaryactions.finra.org/viewdocument.aspx?DocNB=32108
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE,WAIVER AND CONSENT
NO.20100213904-01
TO:Department of Market Regulation
Financial Industry Regulatory Authority("FINRA")
RE:CanaccordGenuity Securities LLC
fk/aCollins Stewart LLC,Respondent
Broker-Dealer
CRDNo,24790