Heirarchy from '05....Lau would surely know whats going on as would Chris M.
CLAYTON DUNNING GROUP, INC.
By: \s\Kenneth Sidler
Name: Kenneth Sidler
Title: President
THE CORPORATION
By: \s\Robert C. Lau
Name: Robert C. Lau
Title: Chairman & Chief Executive Officer
\s\Robert C. Lau
Robert C. Lau, Individually
\s\ Kenneth A. Sidler
Kenneth A. Sidler, Individually
\s\ Ara Proudian
Ara Proudian, Individually
\s\ David Sanducci
David Sanducci, Individually
ROADRUNNER CAPITAL GROUP, LLC
By: \s\ Christopher Messalas
Christopher Messalas
Robert C. Lau founded Clayton, Dunning Group Inc. in March 2003. Mr. Lau has
been in the investment business for over 43 years. He founded Clayton, Dunning &
Company Inc., a member of the National Association of Securities Dealers Inc.,
in 1995. He has been involved in retail and institutional brokerage, investment
management, investment banking and investment research. He is a graduate of Yale
University and has graduate level training in Economics. Mr. Laus experience in
the investment business began at Merrill Lynch in 1962. He completed the Merrill
Lynch training program in New York, where he graduated number one in his class,
and became an Account Executive in the Miami office. He was Sales Manager and
Training Director at The Robinson-Humphrey Company in Atlanta, where he
significantly increased the size of the firms sales force through recruiting and
training new registered representatives; Branch Manager of the E.F. Hutton
office in Atlanta, where he supervised over 50 registered representatives as
well as institutional sales in the Southeastern U.S. and the firm southeastern
U.S. futures unit; National Sales Manager of Thomson McKinnon Securities in New
York; and Vice President of Oppenheimer & Company in New York, involved in
structuring and marketing public and private securities offerings placed by the
firm. He became a Certified Financial Planner (CFP) in 1974, and served on the
Board of Regents and Adjunct Faculty of the College for Financial Planning. As
an adjunct faculty member of the College, he trained over 500 Certified
Financial Planners in all five sections of the CFP curriculum. He has written
regular columns in national magazines on the subject of personal financial
planning. Mr. Lau has been president of his own NASD member firm which
structured and marketed publicly-registered offerings and private placements of
securities. He has been employed by major firms such as Merrill Lynch, Salomon
Smith Barney and Prudential Securities as an independent consultant in marketing
and financial planning. At present, he is engaged by leading NYSE member firms
as a securities expert, is a member of the NASD Board of Arbitrators, and has
been a Mediator certified by the Florida Supreme Court. Mr. Lau holds the
following securities licenses: NASD Series 7 (Registered Representative), Series
24 (General Securities Principle), Series 27 (Financial and Operations
Principle), Series 4 (Options Principle), Series 63 (Uniform State), Series 65
(Investment Advisory), and Series 87 (Research Analyst). He holds Life, Health
and Variable Annuity Insurance Licenses.
Mr. Messalas who recently became the Vice President/Private Equity has over 11
years experience in the securities industry. Starting with D.H. Blair in 1992,
as an investment consultant, Mr. Messalas developed his capital raising talents
and added to his private placement experiences at H.J. Myers and Joseph Stevens
where he was involved with a number of successful under-takings. Mr. Messalas
carries a Series 7 and Series 63 Increase.
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