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SMALL CAP PREMIUM AND DIVIDEND INCOME CLOSED-END FUND

RCC


PART LIST OF HOLDINGS do your dd 

 

  

 
Sector and Holdings Summary top
As of 3/31/2009
Holding Dollar Value % of Total Portfolio
Myriad Genetics, Inc. N/A 0.6
Ralcorp Holdings, Inc. N/A 0.4
Alexion Pharmaceuticals, Inc. N/A 0.4
ITC Holdings Corp. N/A 0.3
Waste Connections, Inc. N/A 0.3
Watson Wyatt Worldwide Inc. N/A 0.3
Wendy's/Arby's Group, Inc. N/A 0.3
Realty Income Corp. N/A 0.3
Sybase Inc N/A 0.3
OSI Pharmaceuticals, Inc. N/A 0.3











151,656



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Auto, Trucks & Parts - 0.1%

Commercial Vehicle Group, Inc. (a)


3,500


1,925




Force Protection, Inc. (a)


12,000


57,480




Modine Manufacturing Co.



5,200


13,000




Spartan Motors, Inc.



4,400


17,688




Wabash National Corp.



5,200


6,396










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96,489



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Banks: New York City - 0.1%

Signature Bank (a)


5,700


160,911



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Banks: Non U.S. Banks - 0.0%

Banco Latinoamericano de Exportaciones, SA ‘E’


4,300


40,291



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Banks: Outside New York City - 5.9%

1st Source Corp.



2,300


41,515




Amcore Financial, Inc.



3,913


6,261




Ameris Bancorp


2,200


10,362




Ames National Corp.



1,000


16,760




Arrow Financial Corp.



1,700


40,273




Bancfirst Corp.



1,200


43,680




BancTrust Financial Group, Inc.



3,300


20,889




Bank of the Ozarks, Inc.



1,900


43,852




Banner Corp.



2,400


6,984




Boston Private Financial Holdings, Inc.



8,500


29,835




Bryn Mawr Bank Corp.



1,100


18,535




CVB Financial Corp.



10,842


71,882




Camden National Corp.



1,200


27,420




Capital City Bank Group, Inc.



2,000


22,920





2


--------------------------------------------------------------------------------






Small Cap Premium & Dividend Income Fund Inc.





Schedule of Investments as of March 31, 2009 (Unaudited)
(Percentages shown are based on Net Assets)













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Industry

Common Stocks

Shares
Held

Value



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Capitol Bancorp Ltd.



2,300

$
9,545




Cardinal Financial Corp.



4,600


26,404




Cascade Bancorp


3,800


6,156




Cathay General Bancorp


8,300


86,569




Centerstate Banks of Florida, Inc.



1,400


15,414




Central Pacific Financial Corp.



5,000


28,000




Chemical Financial Corp.



4,000


83,240




Citizens & Northern Corp.



1,400


22,736




Citizens Banking Corp. (a)


19,400


30,070




City Holding Co.



2,800


76,412




CityBank


2,200


7,238




CoBiz Financial, Inc.



2,800


14,700




The Colonial BancGroup, Inc.



34,800


31,320




Columbia Banking System, Inc.



3,100


19,840




Community Bank System, Inc.



5,100


85,425




Community Trust Bancorp, Inc.



2,500


66,875




Corus Bankshares, Inc. (a)


6,300


1,701




Danvers Bancorp, Inc.



2,800


38,668




East-West Bancorp, Inc.



10,800


49,356




Encore Bancshares, Inc.

(a)


1,000


8,870




Enterprise Financial Services Corp.



1,700


16,592




F.N.B. Corp.



14,346


110,034




Farmers Capital Bank Corp.



1,200


18,804




Financial Institutions, Inc.



2,100


16,002




First Bancorp, Inc.



1,300


20,618




First Bancorp, North Carolina


2,100


25,137




First BanCorp, Puerto Rico


12,300


52,398




First Busey Corp.



3,900


30,264




First Commonwealth Financial Corp.



13,700


121,519




First Community Bancshares, Inc.



1,500


17,505




First Financial Bancorp


6,700


63,851




First Financial Bankshares, Inc.



3,500


168,595




First Financial Corp.



2,000


73,800




First Merchants Corp.



3,700


39,923




First Midwest Bancorp, Inc.



8,100


69,579




First South Bancorp, Inc.



1,350


14,337




FirstMerit Corp.



13,800


251,160




Frontier Financial Corp.



8,350


9,185




Glacier Bancorp, Inc.



9,850


154,744




Greene County Bancshares, Inc.



1,917


16,870




Guaranty Bancorp (a)


8,900


15,575




Hancock Holding Co.



4,300


134,504




Hanmi Financial Corp.



6,700


8,710




Harleysville National Corp.



7,403


44,862




Heartland Financial USA, Inc.



2,100


28,434




Heritage Commerce Corp.



1,900


9,975




Home Bancshares, Inc.



2,026


40,459





3


--------------------------------------------------------------------------------






Small Cap Premium & Dividend Income Fund Inc.





Schedule of Investments as of March 31, 2009 (Unaudited)
(Percentages shown are based on Net Assets)













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Industry

Common Stocks

Shares
Held

Value



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IBERIABANK Corp.



2,500

$
114,850




Independent Bank Corp./MA


2,700


39,825




Integra Bank Corp.



3,500


6,615




International Bancshares Corp.



8,526


66,503




Investors Bancorp, Inc.

(a)


7,400


62,678




Lakeland Bancorp, Inc.



2,966


23,817




Lakeland Financial Corp.



2,000


38,380




MB Financial, Inc.



5,777


78,567




MainSource Financial Group, Inc.



3,080


24,763




Meridian Interstate Bancorp, Inc. (a)


1,600


13,472




Midwest Banc Holdings, Inc.



3,000


3,030




NASB Financial, Inc.



400


9,340




NBT Bancorp, Inc.



5,400


116,856




Nara Bancorp, Inc.



3,800


11,172




National Penn Bancshares, Inc.



13,686


113,594




Old National Bancorp


11,400


127,338




Old Second Bancorp, Inc.



2,353


14,942




Oriental Financial Group


3,400


16,592




Pacific Capital Bancorp


7,800


52,806




Pacific Continental Corp.



1,700


19,788




PacWest Bancorp


4,129


59,169




Park National Corp.



1,900


105,925




Peapack-Gladstone Financial Corp.



1,300


23,439




Pennsylvania Commerce Bancorp, Inc. (a)


1,000


18,400




Peoples Bancorp, Inc.



1,700


22,066




Pinnacle Financial Partners, Inc. (a)


3,800


90,098




Premierwest Bancorp


3,990


15,840




PrivateBancorp, Inc.



3,400


49,164




Prosperity Bancshares, Inc.



6,700


183,245




Provident Bankshares Corp.



5,700


40,185




Provident Financial Services, Inc.



10,100


109,181




Renasant Corp.



3,250


40,820




Republic Bancorp, Inc.

Class A


1,511


28,210




Rockville Financial, Inc.



1,400


12,740




Roma Financial Corp.



1,100


14,245




S&T Bancorp, Inc.



4,100


86,961




SCBT Financial Corp.



1,660


34,694




SVB Financial Group (a)


4,800


96,048




SY Bancorp, Inc.



2,385


57,956




Sandy Spring Bancorp, Inc.



2,800


31,248




Santander BanCorp


400


3,152




Seacoast Banking Corp. of Florida


2,500


7,575




Shore Bancshares, Inc.



1,600


26,800




Sierra Bancorp


1,000


9,730




Simmons First National Corp. Class A


2,300


57,937




Smithtown Bancorp, Inc.



1,900


21,432




The South Financial Group, Inc.



12,300


13,530





4


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Small Cap Premium & Dividend Income Fund Inc.





Schedule of Investments as of March 31, 2009 (Unaudited)
(Percentages shown are based on Net Assets)













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Industry

Common Stocks

Shares
Held

Value



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Southside Bancshares, Inc.



1,871

$
35,362




Southwest Bancorp, Inc.



2,500


23,450




State Bancorp, Inc.



2,300


17,710




StellarOne Corp.



3,700


44,067




Sterling Bancorp


3,260


32,274




Sterling Bancshares, Inc.



12,400


81,096




Sterling Financial Corp.



6,560


13,579




Suffolk Bancorp


1,700


44,183




Sun Bancorp, Inc. (a)


2,509


13,022




Susquehanna Bancshares, Inc.



14,674


136,908




Texas Capital Bancshares, Inc. (a)


4,300


48,418




Tompkins Trustco, Inc.



1,090


46,870




Towne Bank


3,400


55,522




Trico Bancshares


2,300


38,502




TrustCo Bank Corp. NY


12,800


77,056




Trustmark Corp.



8,500


156,230




UCBH Holdings, Inc.



17,700


26,727




UMB Financial Corp.



5,200


220,948




Umpqua Holdings Corp.



10,188


92,303




Union Bankshares Corp.



2,150


29,778




United Bankshares, Inc.



6,400


110,336




United Community Banks, Inc.



6,444


26,808




United Security Bancshares


1,121


8,251




Univest Corp. of Pennsylvania


2,000


35,000




Washington Trust Bancorp, Inc.



2,200


35,750




WesBanco, Inc.



4,700


107,301




West Bancorp., Inc.



3,300


24,585




West Coast Bancorp


2,600


5,772




Westamerica Bancorp.



4,700


214,132




Western Alliance Bancorp (a)


3,200


14,592




Wilshire Bancorp, Inc.



2,800


14,448




Wintrust Financial Corp.



4,000


49,200




Yardkin Valley Financial Corp.



2,200


16,390










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6,794,431



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Beverage: Brewers(Wineries) - 0.0%

Boston Beer Co., Inc.

Class A (a)


1,500


31,290



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Beverage: Soft Drinks - 0.2%

Coca-Cola Bottling Co.

Consolidated


600


31,230




Farmer Bros. Co.



900


16,020




Green Mountain Coffee Roasters, Inc. (a)


2,900


139,200




National Beverage Corp.

(a)


1,680


15,406




Peet’s Coffee & Tea, Inc. (a)


2,000


43,240










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245,096



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Biotechnology Research & Production - 4.9%

AMAG Pharmaceuticals, Inc.

(a)


2,690


98,911




Acadia Pharmaceuticals, Inc. (a)(b)


5,600


5,320




Accelrys, Inc. (a)


5,200


20,696




Acorda Therapeutics, Inc.

(a)


6,000


118,860




Affymax, Inc. (a)


2,000


32,220




Albany Molecular Research, Inc. (a)


4,300


40,549





5


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Small Cap Premium & Dividend Income Fund Inc.





Schedule of Investments as of March 31, 2009 (Unaudited)
(Percentages shown are based on Net Assets)













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Industry

Common Stocks

Shares
Held

Value



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Alexion Pharmaceuticals, Inc. (a)(b)


13,500

$
508,410




Allos Therapeutics, Inc.

(a)


8,600


53,148




Alnylam Pharmaceuticals, Inc. (a)


6,000


114,240




Amicus Therapeutics, Inc.

(a)


800


7,304




Arena Pharmaceuticals, Inc. (a)


12,500


37,625




Ariad Pharmaceuticals, Inc. (a)


12,700


15,113




Arqule, Inc. (a)


5,900


24,426




Array Biopharma, Inc. (a)


7,800


20,592




Biodel, Inc. (a)


1,700


8,857




BioMimetic Therapeutics, Inc. (a)


2,200


15,620




CV Therapeutics, Inc. (a)


10,300


204,764




Celera Corp. (a)


13,300


101,479




Cell Genesys, Inc. (a)


14,200


4,117




Celldex Therapeutics, Inc.

(a)


2,700


17,577




Cepheid, Inc. (a)


9,600


66,240




Clinical Data, Inc. (a)


1,600


17,280




Cougar Biotechnology, Inc.

(a)


2,400


77,280




Cubist Pharmaceuticals, Inc. (a)(b)


9,200


150,512




Cypress Bioscience, Inc.

(a)


6,400


45,376




Cytokinetics, Inc. (a)


4,700


7,990




Cytori Therapeutics, Inc.

(a)


3,800


6,536




Dendreon Corp. (a)


15,700


65,940




Discovery Laboratories, Inc. (a)


16,300


19,886




Dyax Corp. (a)


8,800


22,088




Emergent Biosolutions, Inc. (a)


2,100


28,371




Enzo Biochem, Inc. (a)


4,900


19,698




Enzon Pharmaceuticals, Inc. (a)


7,600


46,132




Exelixis, Inc. (a)


17,800


81,880




Facet Biotech Corp. (a)


4,080


38,760




GTx, Inc. (a)


2,900


30,682




Genomic Health, Inc. (a)


2,100


51,198




Geron Corp. (a)


13,700


61,239




Halozyme Therapeutics, Inc. (a)


10,300


56,238




Human Genome Sciences, Inc. (a)


23,500


19,505




Idenix Pharmaceuticals, Inc. (a)


4,200


12,936




Idera Pharmaceuticals, Inc. (a)


3,300


21,351




ImmunoGen, Inc. (a)


8,300


58,930




Immunomedics, Inc. (a)


11,000


10,560




Incyte Corp. (a)


12,200


28,548




InterMune, Inc. (a)


5,600


92,064




Kensey Nash Corp. (a)


1,200


25,524




Lexicon Genetics, Inc. (a)


12,600


13,734




Life Sciences Research, Inc. (a)


1,300


9,321




Ligand Pharmaceuticals, Inc. Class B (a)


15,900


47,382




MannKind Corp. (a)


8,700


30,276




Marshall Edwards, Inc. (a)


2,300


920




Martek Biosciences Corp.



5,600


102,200





6


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Small Cap Premium & Dividend Income Fund Inc.





Schedule of Investments as of March 31, 2009 (Unaudited)
(Percentages shown are based on Net Assets)













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Industry

Common Stocks

Shares
Held

Value



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Maxygen, Inc. (a)


3,700

$
25,160




Medarex, Inc. (a)


21,300


109,269




Medivation, Inc. (a)


4,100


74,907




Metabolix, Inc. (a)


3,500


23,870




Molecular Insight Pharmaceuticals, Inc. (a)


3,400


12,104




Momenta Pharmaceuticals, Inc. (a)


4,100


45,141




Myriad Genetics, Inc. (a)


14,800


672,956




NPS Pharmaceuticals, Inc.

(a)


7,700


32,340




Nabi Biopharmaceuticals (a)


9,400


34,780




Nanosphere, Inc. (a)


1,900


9,443




Nektar Therapeutics (a)


15,600


84,084




Neurocrine Biosciences, Inc. (a)


6,600


23,430




Novavax, Inc. (a)


10,100


10,302




OSI Pharmaceuticals, Inc.

(a)


9,600


367,296




Onyx Pharmaceuticals, Inc.

(a)


9,320


266,086




Opko Health, Inc. (a)


6,800


6,664




Orexigen Therapeutics, Inc. (a)


3,800


9,918




Osiris Therapeutics, Inc.

(a)


2,500


34,500




PDL BioPharma, Inc.



20,300


143,724




Pharmasset, Inc. (a)


3,100


30,411




Progenics Pharmaceuticals, Inc. (a)


4,500


29,655




Protalix BioTherapeutics, Inc. (a)


1,860


3,720




RTI Biologics, Inc. (a)


8,800


25,080




Regeneron Pharmaceuticals, Inc. (a)


10,100


139,986




Repligen Corp. (a)


5,900


28,261




Rexahn Pharmaceuticals, Inc. (a)


4,300


3,010




Rigel Pharmaceuticals, Inc. (a)


6,200


38,068




Sangamo Biosciences, Inc.

(a)


6,500


27,495




Savient Pharmaceuticals, Inc. (a)


9,104


45,065




Seattle Genetics, Inc. (a)


10,400


102,544




Sequenom, Inc. (a)


9,900


140,778




Sucampo Pharmaceuticals, Inc. Class A (a)


1,900


11,647




Synta Pharmaceuticals Corp.

(a)


3,300


7,062




Targacept, Inc. (a)


2,800


7,504




Theravance, Inc. (a)


8,600


146,200




ViroPharma, Inc. (a)


12,800


67,200




XOMA Ltd. (a)


22,300


11,819




ZymoGenetics, Inc. (a)


6,300


25,137










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5,693,021



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Building Materials - 0.7%

Acuity Brands, Inc. (b)


6,600


148,764




Ameron International Corp.



1,500


78,990




Gibraltar Industries, Inc.



4,700


22,184




Headwaters, Inc. (a)


7,400


23,236




LSI Industries, Inc.



3,000


15,510




Louisiana-Pacific Corp.



17,200


38,356




NCI Building Systems, Inc.

(a)


3,300


7,326





 
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#5   a more recent update for it dude, code red 07/30/10 11:47:11 AM
#1   YOU CAN GET MORE INFO ON look1 09/01/09 01:44:58 PM
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