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Replies to post #354 on Anatomy of the FLD

Replies to #354 on Anatomy of the FLD
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scion

02/19/14 6:03 PM

#355 RE: scion #354

The judgments order the defendants to pay a total of over $9.6 million.
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scion

02/20/14 1:08 PM

#357 RE: scion #354

In the Matter of JERRY S. WILLIAMS,
Respondent.

ORDER INSTITUTING
ADMINISTRATIVE PROCEEDINGS
PURSUANT TO SECTION 203(f) OF THE
INVESTMENT ADVISERS ACT OF 1940,
MAKING FINDINGS, AND IMPOSING
REMEDIAL SANCTIONS

http://www.sec.gov/litigation/admin/2014/ia-3781.pdf