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scion

09/21/10 8:22 PM

#501 RE: janice shell #500

IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Gamboa is permanently barred from participating in an offering of penny stock, including engaging in activities with a broker, dealer, or issuer for purposes of issuing, trading, or inducing or attempting to induce the purchase or sale of any penny stock. A penny stock is any equity security that has a price of less than five dollars, except as provided in Rule 3a51-1 under the Exchange Act, 17 C.F.R. §240.3a51-1.

Doc 17 PDF file
http://viewer.zoho.com/docs/bsazbc