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Pmaras

12/07/09 3:10 PM

#33349 RE: -Eric- #33338

FYI Here it is folks. The Clearing Restrictions list from ST. I stopped using ST a few months ago because of this list.

Clearing Restrictions

Scottrade has set restrictions on the following securities due to clearing restrictions:

No Buy/Sell Only No Buy/No Sell
.AFPUN ADGSF#
.AIUN ANVH
.CEUUN ARAH
.CPUAN ASTN
.CRSUN ATROB
.CVLUN AVOT
.FCEUN AVPJ
.FYPUN Bad Toys
.IPLUN BCIT#
.LPVUN BGCC
.MKZUN BHUB#
.MMNUN BLKIA
.PUB BRPNF
.SSZ CAEJ
.TPLUN CBNG
.TRFU CBRP
.TRFUN CBYAA
.WJAA CCMI
AAFC CGAR#
ABCRQ CITI#
ABTXQ CRPWF
ADCS CXAC
ADIN DBYC
ADPVQ DGIA
ADSV DTGP
AFBR DTSN#
AFTW EAGM
AHGIQ EESO
AHLHQ EXTF
AHWYQ GGTS
AIME GEQF
AIMG GFTX#
AIRSQ HHGI
ALES HSXI
AMBWQ ICTC
AMCO INNP
AMEO IPWG
AMET IQWB
AMGM JSXG
AMHD JUNP
AMMRQ KGLJ
ANGC KSGT
AOIC LCOL
AOPL LFXG
APNG LGTSW
APPG LITL
AQCY LKRV
AQUX LVLV
ARAC LYMGF
ARDTQ MAMG
ARIO MDNO
ASFX MDRG
ASHE MGLG
ATCM MLCO#
ATGCQ MNSI
ATLJ MNTY
AVATQ MODR
AVSV MSRM
AVTMQ MTPH
BATTQ MVIV
BBDA NMCX
BCDN NNCP
BCPUQ NNTH#
BDTTZ NVMG
BEVT PDAE
BEVTP REMV
BISYQ RGTN
BIEL RVGD
BKTC SAMCF#
BNEZ SAMSF#
BTIOQ SDISF#
BWNR SEFPP#
CBGC SNTZ
CBCGQ SSELY#
CBYI SSEMF#
CCRIQ SSEMY#
CECS SSGFY#
CEQG SSGQY#
CESV SSNGY#
CIFM SSNHY#
CHCAQ SSNLF#
CIII SSNNF#
CKDN STRU
CLCXQ SVAFF
CMKX* SZVPF#
CMGR SZVZF#
CMTI TNABY#
COGE TRGO
CPRK TQDC
CPTI UDSG
CSPT UNRMY#
CSYI UPCP
CUPR UTEM
CVTL VSHE
CWIR WHKA
CWRN WLRE
CWYM WWNG
DBGC WWYWB
DIPC YYLRA
DMRI
DOTK
EBAS
EGIT
ENCS
ENTK
ENZH
ERUC
EQEU
ESQS
EVAN
EVFN
EVXS
EWRC
EWTLQ
EXAP
EXPH
EXVF
EYRDQ
FACOQ
FFLM
FHCI
FMNJ
FNXC
FPET
FRAE
FSCXQ
FSKD
FSLF
FTAR
FTMTQ
FTRLQ
GBKF
GBMS
GDRS
GDTK
GGMC
GITN
GKCI
GLCC
GLME
GMGCQ
GMZP
GOEX
GOLM
GRAR
GRBT
GREM
GSFD
GSMI
GTLA
GTRNQ
HAHI
Hansen O
HCKI
HCOIQ
HDSG
HESG
HLXC
HMLD
HOMH
HPNN
HRNF
HTDS
HWRK
ICTY
IDCN
IDGI
IFCIQ
IFLYQ
IGNT
IHGP
IHIN
IIGI
ILGL
IMIT
IMMFF
IMRIQ
INBC
INOV
INRSA
INVT
IRNE
ISYI
ITCC
ITMUQ
ITRO
ITRT
ITWR
IVCO
IWSI
JMIC
KAUSQ
KKUR
KUAL
LCRE
LDSR
LEXI
LGPT
LHPT
LLBO
LLUR
LRSI
LSMJ
LTDU
LTOUF
LUMTQ
MADGQ
MAEIE
MCDA
MCOMQ
MDIN
MDLG
MEAI
MIKP
MMCI
MMRI
MOCN
MODC
MRCO#
MRGX
MTXLF
MUCPQ
MUZE
MXBTF
NARL
NBVG
NCVT
NDRE
NEBK
NEET
NNTH
NTKKQ
NTSA
NUKO
NVFC
NWACQ
NXHD
NXWXQ
NYTS
OMNY
ONCP
ONFI
ONTAQ
OPMK
ORAE
ORSTF
OUTT
OWLD
PARR
PCSO
PERR
PHLC
PHMB
PKTO
PLCO
PLNS
PLSSQ
PLTC
PMCL
PMIX
PMORQ
PNLKQ
PNTA
POPM
POPN
PRBX
PRMO
PROEQ
PRPS
PSU
PYOC
QEDN
QUAD
QUSTQ
RAWO
RBDC
RCCH
RCEM
REAG
RISH
RMTD
RNTL
ROSI
RPCX
RPDI
RPTR
RSGR
RSMI
RTRN
SALX
SANS
SARO
SAUC
SBNR
SCMS
SDHM
SDRV
SDVI
SFTC
SHOWQ
SIRNQ
SIVC
SKYF
SLIC
SMDL
SMPLF
SMTQQ
SNRS
SOMPF
SONM
SOUDQ
SPLE
SPQS
SPSU
SPTK
SPZI
SRRIF
SSLN
STCL
STHC
STKTQ
STMIQ
STMT
SUST
SVFO
SXTN
SYNJ
TECA
TGLN
TIGI
TLRN
TLSXF
TOFS
TRSI
TSMX
TSSP
TUIC
TWAIQ
TYRIA
UCPC
UNFD
UPXE
USCI
USITQ
USIXQ
USMC
UTLV
VAGO
VCIX
VENSQ
VERD
VRSI
VTTH
VTTW
VUSAQ
VVVVQ
WCOLQ
WDSM
WEWC
WMON
XTIC
XTRC
ZITI

No Buy/Sell Only - You cannot place buy orders on this security. Only sell orders can be placed.

No Buy/No Sell - You cannot place either buy or sell orders on this security.

* Symbols appearing in bold text are recent additions or changes to the list.

Updated 12/04/09