Replies to post #4966 on HARTCOURT - Germany/Europe (HRCT)

[McCorry]

aha...thx franz...

;)

[$pooky]

Moinsen Franzl...Some Rules for getting on the Amex
Taken from www.Amex.com

Sec. 140, ORIGINAL LISTING FEES
Stock Issues
Less than 5,000,000 shares ... $30,000
5,000,000 to 10,000,000 shares ... $40,000
10,000,001 to 15,000,000 shares ... $50,000
In excess of 15,000,000 shares ... $60,000


(a) INITIAL LISTING STANDARD 1
(1) Size--Stockholders' equity of at least $4,000,000.
(2) Income--Pre-tax income from continuing operations of at least $750,000 in its last fiscal year, or in two of its last three fiscal years.
(3) Distribution--See Section 102(a).
(b) INITIAL LISTING STANDARD 2
(1) History of Operations--Two years of operations.
(2) Size--Stockholders' equity of at least $4,000,000.
(3) Distribution--See Section 102(a).
(4) Aggregate Market Value of Publicly Held Shares--$15,000,000.
(c) INITIAL LISTING STANDARD 3
(1) Size--Stockholders' equity of at least $4,000,000.
(2) Total Value of Market Capitalization--$50,000,000.
(3) Aggregate Market Value of Publicly Held Shares--$15,000,000.
(4) Distribution--See Section 102(a).
(d) INITIAL LISTING STANDARD 4
(1) Total Value of Market Capitalization--$75,000,000; or
Total assets and total revenue--$75,000,000 each in its last fiscal year, or in two of its last three fiscal years.
(2) Aggregate Market Value of Publicly Held Shares--$20,000,000.
(3) Distribution--See Section 102(a).


(a) Distribution--Minimum public distribution * of 500,000, together with a minimum of 800 public shareholders or minimum public distribution of 1,000,000 shares together with a minimum of 400 public shareholders, except for applicants seeking to qualify for listing pursuant to Section 101(e).


(b) Stock Price/Market Value of Shares Publicly Held--The Exchange requires a minimum market price of $3 per share for applicants seeking to qualify for listing pursuant to Section 101 (a), (b) or (d), and $3,000,000 aggregate market value of publicly held shares for applicants seeking to qualify for listing pursuant to Section 101(a). In certain instances, however, the Exchange may favorably consider listing an issue selling for less than $3 per share after considering all pertinent factors, including market conditions in general, whether historically the issue has sold above $3 per share, the applicant's capitalization and the number of outstanding and publicly-held shares of the issue.

...

greets