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BigBake1

09/21/21 9:54 PM

#1771 RE: alstocks #1770

They don't, an issuer is the company, the DTCC does not deal with issuer's.

Doesn't matter if management changed, the fact is the ticker earned a chill and it is not reversible because the shell is under new management.

The DTCC only works with broker dealers and considering the new rules regarding Form 211... well that chill isn't going anywhere.