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allezlOM

02/02/18 7:45 AM

#46554 RE: meikodog #46553

"On the same day, FINRA, evidently aware there were potential problems with clearing and settlement, imposed a U3 halt. The regulator lifted the halt after ten trading days, but by then the damage had been done: CRGP had lost compliance with SEC Rule 15c2-11, and so reopened on the Grey Market, where it still trades today"
https://www.securitieslawyer101.com/2017/calissio-resources-cor-clearing/
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janice shell

02/02/18 12:59 PM

#46556 RE: meikodog #46553

Oh, you're right. It was a FINRA halt. The SEC didn't do anything.

Do you know if they've filed a brief in the appellate case yet?