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TenKay

09/02/14 10:05 PM

#78820 RE: SevenTenEleven #78814

"If these blue sheets were in existence..."

They are...although they are not "blue" anymore. It is all electronic.

http://www.finra.org/Industry/Compliance/RegulatoryFilings/BlueSheets/

This process is used quite extensively in enforcement activities.

But I guess when the whole world is against poor old GNCP... What hope is there?