Complete list of SEC suspended stocks from January 1st, 2010 to August 9, 2013. In the past 3 years and 7 months there have been 1411 SEC Suspensions where ALL stocks were sent to the Grey Sheets. Of the 1411 Suspended stocks 555 remain on the Grey Sheets and 856 stock registrations were Revoked.
There are two types of SEC Suspensions, one for SEC Filers that are delinquent in filing any Financials. The SEC Suspension is always accompanied with an Administrative Proceeding outlining the Financials delinquencies. Those stocks will have their stock registrations revoked under DEFAULT reasons when the delinquent Financials are not filed as ordered by the SEC. Stocks in this category will remain on the Grey Sheets until the SEC Admin Law Judge revokes the stock registration.
The second type of SEC Suspension involves questions about adequacy and / or accuracy of company information, including news releases, share issuances, stock promotions, whatever else the SEC may allege. This group comprises SEC Filers or non-filers, ie., stocks that do not report to the SEC but are required to report to OTC Markets. NOTE: non-filers likely do not have stock registrations with the SEC so the stock cannot be revoked. Stocks suspended under QUESTIONS
will remain on the Grey Sheets until the SEC litigates against the company, which may take years to occur. NOTE: Not one of the 1411 Suspended stocks got off of the Grey Sheets, and the 555 stocks that remain on the Grey Sheets do not have any Market Maker representation or quotations.
NOTE: Foreign Issuers may also be on the Grey Sheets until they obtain Regulatory approvals to be listed on any U.S. Exchange. Foreign Issuers on the Grey Sheets are NOT there by SEC Suspension pending revocation or Litigation. Arguments that SEC Suspended stocks can get off the Grey Sheets similarly to Foreign Issuers are WRONG!!!
Grey Sheet stocks: *** SEC Filers pending stock revocation and non-filers pending SEC Litigation.
ACLH, AEHI, AERN, AGHD, AGMB, ALTO, AMUC, ANFDE, ASPR, AMRA, ANWM / PIPI, APRM, ARTS, ASPR, ATGR, AUFR, AWSH, BAXF, BAZH, BCPO, BGMO, BGOI, BIZM, BLOAQ / BLIAQ, BRHC, BZRT, BUERF, CAVO, CBIU, CBRAF, CDIV, CHHN, CHJI, CHMO, CHMR, CLGZF, CLYW, CMCJ, CMEY, CPOB, CPTO, CRLY, CRNY, CSEF, CTCC, CYDS, CYGX, CYLN, CYXI, DAVNQ, DDSU, DKIN, DVNO, DYNP, DYMTF, ECAM, EDVP, EGBS, EGHDQ, EGMI, EHSO, EHYD, EIGH, EMOC, EMXC, ESLP, EVFB, EVSO, EWPI, FFIRD, FGBF, FGCC, FKLN, FLRB, FLRP, FRDM, FTMK, FUEG, GAHI, GBLE, GBRC, GCOG, GEPT, GFMIF, GLOV, GMPD, GNVN, GPLS, GRGR, GRPI, GSLO, GSTZ, GTCC, GTGP, HYGN, IBDI, IBIE, ICFO, IDCN, IDMV, IFBV, IFTI, IMED, IMIZ, INAX, IOMT, IOTG, IPEX, ISDN, ISYI, ITGB, ITHH, ITMUQ, ITOU, ITRB, IVVI, IXMO, LNBO, KMAG, KKUR, KORE, LBSV, LGYH, LLEG, MBAY, MBST, MCHU, MCOMQ, MDOR, MHGI, MIKP, MLKNA, MNEM, MPAL, MSGI, MTGC, MXFD, MTEK, MYRA, NGBF, NEP, NHSH, NKRN, NNRG, NORX, OBNI, ONYX, OPTZ, OTFT, OXFO, PABN, PACT, PAWH, PGIE, PGNE, PGOI, POLR, POPM, PPDC, PPJN, PPTL, PSGI, PUDA, QXM, RCTY, RDXM, RINO, RKTI, RLXI, RNCP, RTWW, RVPL, SAEI, SAVW, SBSS, SCPT, SDRG, SETY, SGLN, SHSO, SMNG, SONP, SOPV, SPPH, SPTS, SRGE, SRPX, SUSA, SVSE, SVXA, SYMBA, TCCC, TIGC, TMTP, TNRI, TWWI, UNMG, URGP, USOG, UTOG, VCOC, VERD, VIPPS, VITK, VKPW, WLIA, WTRO, XTMM, XING, XYTS, ZENG, ZIPG, ZLUS, ZMGD, ZMNL.
Plus 379 shell companies Suspended and sent to the Grey Sheets so that the shells could not be hijacked by fraudsters to set up a scam stock. As of April 3rd, 2013 the SEC has revoked over a dozen registrations from this group. http://investorshub.advfn.com/boards/read_msg.aspx?message_id=78010860
Suspended SEC Filers sent to the Grey Sheets and then revoked:
AAMA, AAMC, AANI, ABEW, ABFIQ, ABPH, ABNS, ABVV, ACCS, ACEL, ACII, ACLY, ACMY, ACPIQ, ACQY, ADAPQ, ADDL, ADEH, ADGD, ADGR, ADMH, ADNW, ADOT, ADSPQ, ADVR, ADVT, ADWT, ADYE, ADZR, AEGI, AEGZF, AEHZF, AENA, AEND, AENS, AENYQ, AERP, AEXG, AEYS, AFFI, AGCI, AGLV, AGMS, AGSI, AGWS, AHGIQ, AIDO, AIOD, AISIQ, ALYNQ, AHDI, AHCKF, AHNCQ, AITX, ALTF, AKMN, AKYI, AMCO, AMCI, AMGU, AMHI, AMIT, AMNT, AMST, AMUG, AMWT, AMXIQ, AMZO, ANSVQ, ANTS, AODG, AOOR, AOTL, APAB, APAR, APDTQ, APHG, APHTQ, APNN, APPS, APLS, APAT, APCU, APRJ, APSOQ, APWR, ARTEQ, APVE, APWD, APWR, APXR, AQAS, AQUA, AQRO, ARGA, ARFR, ARGW, AROX, ARUR, ASAP, ASCD, ASRPF, ASDV, ASTR, ATCS, ATVE, AUCX, AULO, AUNI, AURC, AUSPF, AVCP, AVIT, AWCL, AVAF, AVBD, AVCS, AVEC, AVEN, AVLN, AVMD, AVNA, AVNU, AWEC, AWYI, AXPL, AZHI, BATTQ, BBAN, BBDC, BBGR, BBKH, BCFT, BCHM, BCME, BDTE, BDYT, BEIC, BFAR, BHMNF, BHQU, BIOHF, BIOW, BISYQ, BLDH, BLFE, BLGW, BLKL, BLLN, BLPT, BLSH, BMCP, BMSTA, BNIO, BPIL, BPMA, BPTR, BSKO, BSTR, BTIOQ, BVYH, BOLDQ, BPURQ, BRHI, BRMC, BRVO, BSIO, BSKT, BSMLQ, BSVN, BSYT, BTRX, BUGS, BUNSQ, BWAY, BWTRQ, BYBUF, BYDSQ, BXMNF, CAAUF, CADMQ, CADQF, CADQF, CAGTF, CAHR, CATN, CBCI, CBTT, CCMC, CCNG, CCSI, CCYS, CDWR, CDYT, CEAH, CECU, CEIW, CELP, CENK, CENMF, CEPO, CETH, CFGI, CGHI, CGSC, CHBT, CHKT, CHMO, CHNN, CHVC, CIAQQ, CIGR, CINT, CJCL, CKDN, CKEI, CKRU, CLCI, CLMI, CLRA, CLSC, CLWL, CLXM, CLYV, CMDA, CMEC, CMEDQ, CMGR, CMIV, CMKT, CMTK, CNAG, CNEP, CNFU, CNOA, CNSC, CNVP, COES, COGC, CORR, CPBXQ, CPCIQ, CPFR, CPWT, CRCS, CREBQ, CRII, CRNM, CRST, CRSVF, CRTV, CRYFQ, CSGI, CSGJ, CSIS, CSLG, CSNW, CSNY, CSYI, CTGI, CTGLF, CTHH, CTHS, CTYF, CTTY, CXOT, CUPR, CUTC, CVBT, CVIT, CWBS, CWEY, CWOI, CWYR, CYDC, CYGE, CYKN, CYOS, CYSA, CYSG, CYTGF, CYXN, DAWN, DCIU, DCNMQ, DCPT, DDVS, DECO, DESCQ, DFGRF, DHMS, DHPIQ, DIGSQ, DIOMQ, DIRX, DJJI, DKTH, DLGO, DLKR, DLPC, DMCP, DMEI, DMNM, DNYFF, DRGG, DRMX, DRYN, DSHL, DSIIQ, DSRM, DSYT, DTIM, DUNS, DVID, DVINQ, DVNNF, DVRH, DVSH, DXXFF, DYHCS, DYMTF, DYOUF, DYTB, EAGB, EBLC, ECEC, ECHTA, ECLN, ECOG, ECTA, EDBR, EDLT, EDVC, EENT, EGCFF, ECGR, ECIN, ECRD, EDFY, EGLSQ, EGXF, EIUS, EKII, EMBR, EMCC, EMDAQ, ENCP, ENCZQ, ENET, ENLU, ENVI, ENWN, EPCG, EPIX, EPFL, EPRC, EPTI, EPXR, EQEU, EQMDF, EQUUS, ERDIQ, ESAN, ESCI, ESIMF, ESNI, ESVC, ETLC, ETLT, ETOP, ETLS, EUGD, EUGS, EUSI, EVOPQ, EVSC, EVSD, EXDL, EXGN, EXTC, EXTI, EVAN, EXCS, EYES, EYTCQ, FCEN, FCNR, FCON, FCRI, FCRS, FCRZ, FFDH, FFGO, FGHH, FGOCQ, FHCI, FIIH, FILM, FITT, FMRX, FNLH, FLIP, FLMG, FLWE, FNXC, FODL, FORBQ, FOUR, FPNDQ, FPRN, FRAE, FRLE, FTMC, FTMTQ, FTRLQ, FUFW, FUNW, FUQI, FUTR, GACFQ, GAFC, GAHI, GAMT, GAPN, GAXIQ, GAZU, GBKF, GBMT, GBPM, GCAN, GEEVF, GENG, GETC, GFMIF, GDTGF, GDTK, GDTT, GGPC, GLBT, GLDI, GLGSQ, GLIF, GLMA, GMATF, GMED, GMEX, GMFCF, GMSL, GMXS, GNCE, GNCN, GNVHQ, GNXE, GOCO, GOCM, GPSNQ, GRDB, GRLC, GRLY, GRPK, GTAP, GTCN, GTSM, GUPR, GVEC, GWES, GWGI, GWIR, GWOW, HABE, HAXS, HCNP, HELI, HENL, HFGB, HGFNQ, HIET, HIRI, HMDO, HOSTQ, HOTJ, HPRD, HRCT, HSPO, HTLJ, HTOG, HTPI, HTMXQ, HWRK, HYDP, IARO, IASCA, IBBD, IBCO, IBNW, ICII, ICPR, ICRB, ICSM, IDAI, IDCO, IDGI, IDIFF, IDII, IDPIQ, IFCC, IGAI, IHGO, IMEN, IMIIQ, IMIRQ, IMMFF, IMTKA, IMPX, INBC, INNU, INQB, INRSP, INSQ, IRYS, ITRT, ITYCQ, IUSN, JAKE, JGBO, JMAR, JPTR, JVDTQ, KBAS, KEPI, KERA, KKTI, KLDO, KNGS, KNOH, KOLR, KORHQ, KRMC, KUHM, KYUS, LAWEQ, LBTF, LBUR, LFSCQ, LFTC, LGOV, LIPD, LLUR, LNDA, LOGE, LOTS, LPHCQ, LPTE, LROD, LSKI, LSNU, LSPN, LTII, LTMV, MAXI, MBAH, MBIC, MDCRQ, MDIZQ, MECAQ, MDTL, MFMM, MGXX, MIIS, MLAR, MLKKF, MLRMF, MLME, MLXO, MMGP, MOAT, MOBL, MODM, MONFA, MPEH, MRDG, MRMR, MTICQ, MTCI, MTVO, MTWOY, MXXH, MYRL, NASMQ, NAYN, NBII, NBLC, NCTI, NDCP, NESS, NGBF, NPDI, NSLT, NTTL, NVBG, NWBA, NWMD, NWTB, NXCO, NXSO, OCHTQ, OECI, OEHL, OIVO, OMHI, OPMK, OPWR, OTLK, OTTR, OVOE, OWLD, PAYI, PBHN, PCLO, PEDI, PELE, PFEH, PGMC, PHCP, PHIG, PLNS, PLTGQ, PNOT, PNVNQ, POPN, PORS, PPYR, PROAQ, PRGC, PRPG, PRXZ, PSPF, PTYA, PVMCF, PVRE, PWCL, PWMG, PXPT, QNGP, QPCI, QTEK, QUSTQ, RACCQ, RACE, RCYT, RDYW, RFDS, RGFCQ, RKWL, RMDT, ROKE, ROVC, RPMV, RSGC, RUSO, RVEE, RXHI, RVBF, RVSIQ, RXAF, SASN, SBTKQ, SCLL, SCNWF, SCOXQ, SCTC, SDGL, SEAI, SBET, SCEY, SDML, SERG, SERW, SFGF, SFSH, SFTC, SFXC, SGDM, SGUS, SHIR, SHLLQ, SHOEQ, SHRH, SIBO, SIGC, SIGR, SIHI, SILH, SINJF, SIOR, SJEL, SLGS, SLNN, SLSI, SKMLQ, SKATA, SLRE, SMRK, SNCOF, SNMA, SNMO, SNRG, SNRNQ, SNTO, SNTX, SNZH, SONM, SOPO, SORSF, SOSI, SOSR, SPFL, SPGNA, SPHC, SPNT, SRIN, SRRIF, SSCI, SSET, SSHZ, SSLN, SSLR, SSTF, SSVG, STAX, STBPQ, STCL, STJC, STLOF, STMIQ, STRXQ, SUFH, SVIA, SVYR, SWDO, SWME, SWTS, TAPI, TCGI, TCLIF, TCLL, TDDAQ, TDDBQ, TDFXQ, TECM, TEVI, TFAC, TGTL, TGTS, TKER, THES, TISM, TKGN, TLNT, TLSXF, TMJG, TMSTA, TNCVF, TNOLF, TNSIQ, TNTU, TNXT, TOGI, TOTG, TPID, TRDM, TRDQ, TRGD, TRNT, TRUKQ, TRYT, TSCPQ, TSIA, TSLI, TSXFF, TTRIF, TUBM, TVTGF, TWLO, TXPO, TZNT, UCHB, UCMPQ, UDYN, UGHO, UHLD, UIBT, UNCO, UPDV, UPXE, USAU, USBR, USBU, USBH, USFM, UVBY, VBRE, VCNE, VEIC, VENSQ, VFOX, VFTR, VGPO, VGWA, VISRF, VLCO, VLEN, VLNT, VLSH, VNECQ, VNWI, VPGC, VRDI, VRDOQ, VRST, VSNI, VSTL, VSYN, VTGE, VTHC, VTPK, VXEN, WATG, WEGI, WFHCQ, WFYW, WLSA, WNETY, WNWN, WSPTQ, WTAI, WWEI, WYNDQ, XKEM.
SEC Litigation: ARTS, ATIG, BEHL, CHYSQ, ECMN, EMNC, FRDM, HTDS, JGBO, LCRE, LDSR, KKUR, MVBY, NEP / CNEP, RMDM, SKGO, VIPR.
SEC Suspensions: http://www.sec.gov/litigation/suspensions.shtml
SEC Administrative Proceedings: http://www.sec.gov/litigation/admin.shtml
SEC Litigations: http://www.sec.gov/litigation/litreleases.shtml
Administrative Law Judge Orders: http://www.sec.gov/alj/aljorders.shtml