Saturday, February 14, 2009 6:06:00 PM
Date : 02/13/2009 @ 1:53PM
Source : Edgar (US Regulatory)
Stock : Metro One Development (OTC) (MTRO)
1.NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)
Knight Equity Markets, L.P., formerly Knight Securities, L.P.
11.PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.22% based on a 1 for 1000 reverse split noted on Issuer’s 8K filing dated January 26, 2009. The reverse split took effect on February 5, 2009
April 13, 2007
NASD Hearing Panel Sanctions Former Knight Securities Executives for Supervisory Failures
An NASD Hearing Panel issued $100,000 in fines against Kenneth Pasternak, former CEO of Knight Securities, L.P. (now known as Knight Equity Markets, L.P.), and John Leighton, former head of the firm's Institutional Sales Desk, for supervisory violations in connection with fraudulent sales to institutional customers in 1999 and 2000.
In addition, Pasternak was suspended in all supervisory capacities for two years, while Leighton was barred in all supervisory capacities.
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