USXP Pacer NY Update 08 Dec 08
Date Filed # Docket Text
12/08/2008 378 DECLARATION of Leslie J. Hughes in Support re: 358 MOTION To Set Disgorgement and Civil Penalties for Sandhu.. Document filed by U.S. Securities and Exchange Commission. (Hughes, Leslie) (Entered: 12/08/2008)
12/08/2008 377 REPLY MEMORANDUM OF LAW in Support re: 358 MOTION To Set Disgorgement and Civil Penalties for Sandhu. REFILED TO REPLACE DOCKET NOS. 375 AND 376. Document filed by U.S. Securities and Exchange Commission. (Attachments: # 1 Exhibit 3d Spiga LOA to IIG, # 2 Exhibit 8a USXP stock rights letter to Spiga, # 3 Exhibit 11 Sandhu Consent, # 4 Exhibit 12 Sandhu transcript excerpt, # 5 Exhibit 175 Spiga LOA Germinario, # 6 Exhibit 177 Bear Stearns LOAs, # 7 Exhibit 201 Oncar letter on shares issued, # 8 Exhibit 356 Oncar new acct. doc., # 9 Exhibit 357 Sabaco consult agreement, # 10 Exhibit 416b Morgan earlier summary Spiga trades, # 11 Exhibit 464 Sandhu account Spiga funds)(Hughes, Leslie) (Entered: 12/08/2008)
12/05/2008 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Leslie Hughes to RE-FILE Document 376 Reply to Response to Motion. ERROR(S): Exhibits cannot be filed individually, they must be filed as attachments to the document they support. (jar) (Entered: 12/08/2008)
12/05/2008 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Leslie Hughes to RE-FILE Document 375 Reply Memorandum of Law in Support of Motion. ERROR(S): Each supporting document must be filed individually. Use the event type Declaration in Support found under Replies, Oppositions, Supporting Document. REMINDER: The Reply Memorandum of Law in Support must be re-filed. (jar) (Entered: 12/08/2008)
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