Date Range 1/1/2007 - 3/1/2007 YTD
Trade Date Action Symbol/Desc. Qty Price Comm. Net Amount Gain/Loss for symbol
APPLIED MATERIALS
02/08/2007 S Sell AMAT - APPLIED MATERIALS 10000 $18.27 $150.00 $182,544.39
01/26/2007 S Buy AMAT - APPLIED MATERIALS 10000 $17.82 $150.00 ($178,350.00)
01/26/2007 S Cover AMAT - APPLIED MATERIALS 10000 $17.83 $150.00 ($178,450.00)
01/04/2007 S SS AMAT - APPLIED MATERIALS 5000 $18.64 $75.00 $93,122.13
12/29/2006 S SS AMAT - APPLIED MATERIALS 3000 $18.64 $45.00 $55,873.28 -25,260.20
01/18/2007 O BTC .ANQAW - AMAT JAN 17.5 Call 50 $1.00 $75.00 ($5,075.00)
12/18/2006 O STO .ANQAW - AMAT JAN 2007 17.5 Call 50 $1.05 $375.00 $5,174.84 99.84
Total Realized Gain/Loss for AMAT ($25,160.36)
ADVANCED MICRO DEVICES INC
02/20/2007 S Sell AMD - ADVANCED MICRO DEVICES INC 10000 $14.76 $150.00 $147,445.46
02/13/2007 S Buy AMD - ADVANCED MICRO DEVICES INC 10000 $14.63 $150.00 ($146,450.00) 995.46
Total Realized Gain/Loss for AMD $995.46
AMGEN INC
02/27/2007 S Sell AMGN - AMGEN INC 3000 $64.76 $45.00 $194,229.03
02/20/2007 S Buy AMGN - AMGEN INC 2000 $66.80 $30.00 ($133,630.00)
02/13/2007 S Buy AMGN - AMGEN INC 1000 $68.61 $14.95 ($68,624.95) -8,025.92
02/27/2007 O STC .YAACM - AMGN MAR 65 Call 300 $1.10 $450.00 $32,548.98
02/23/2007 O BTO .YAACM - AMGN MAR 65 Call 300 $2.40 $450.00 ($72,450.00) -39,901.02
02/23/2007 O BTC .YAACN - AMGN MAR 70 Call 270 $0.20 $405.00 ($5,805.00)
02/22/2007 O STO .YAACN - AMGN MAR 70 Call 270 $0.25 $450.00 $6,344.78 539.78
02/20/2007 O BTC .YAACU - AMGN MAR 67.5 Call 150 $0.95 $225.00 ($14,475.00)
02/20/2007 O STO .YAACU - AMGN MAR 67.5 Call 150 $1.05 $225.00 $15,524.51 1,049.51
Total Realized Gain/Loss for AMGN ($46,337.65)
ALPINE TOTAL DYNAMIC DIVIDEND
02/27/2007 S Sell AOD - ALPINE TOTAL DYNAMIC DIVIDEND 10000 $20.62 $150.00 $206,043.66
02/23/2007 S Buy AOD - ALPINE TOTAL DYNAMIC DIVIDEND 10000 $20.76 $150.00 ($207,750.00) -1,706.34
Total Realized Gain/Loss for AOD ($1,706.34)
CATERPILLAR INC
01/03/2007 O BTC .CATAL - CAT JAN 2007 60 Call 10 $1.70 $15.00 ($1,715.00)
12/19/2006 O STO .CATAL - CAT JAN 2007 60 Call 10 $2.65 $15.00 $2,634.91 919.91
01/05/2007 O STC .WKTAK - CAT JAN 2008 55 Call 10 $9.90 $15.00 $9,884.69
10/20/2006 O BTO .WKTAK - CAT JAN 2008 55 Call 10 $11.30 $15.00 ($11,315.00) -1,430.31
Total Realized Gain/Loss for CAT ($510.40)
CELGENE CORP
03/01/2007 S Sell CELG - CELGENE CORP 2000 $52.05 $30.00 $104,066.80
02/28/2007 S Buy CELG - CELGENE CORP 1000 $53.42 $14.95 ($53,434.95)
02/28/2007 S Buy CELG - CELGENE CORP 500 $53.57 $14.95 ($26,799.95)
02/28/2007 S Buy CELG - CELGENE CORP 400 $54.16 $14.95 ($21,678.95)
02/28/2007 S Buy CELG - CELGENE CORP 100 $53.81 $14.95 ($5,395.95)
02/27/2007 S Cover CELG - CELGENE CORP 50000 $56.05 $750.00 ($2,803,250.00)
02/23/2007 S SS CELG - CELGENE CORP 50000 $56.24 $750.00 $2,811,163.67
02/23/2007 S Sell CELG - CELGENE CORP 10000 $56.26 $150.00 $562,432.72
02/23/2007 S Buy CELG - CELGENE CORP 9000 $56.47 $135.00 ($508,365.00)
01/26/2007 S Buy CELG - CELGENE CORP 1000 $54.11 $14.95 ($54,124.95) 4,613.44
01/19/2007 O STC .LQHMJ - CELG JAN 2007 50 P 50 $0.00 $0.00 $0.00
12/19/2006 O BTO .LQHMJ - CELG JAN 2007 50 Put 50 $0.20 $75.00 ($1,075.00) -1,075.00
01/19/2007 O BTC .LQHMK - CELG JAN 2007 55 P 100 $0.00 $0.00 $0.00
01/03/2007 O STO .LQHMK - CELG JAN 55 Put 50 $0.70 $75.00 $3,424.89
12/19/2006 O STO .LQHMK - CELG JAN 2007 55 Put 50 $0.55 $75.00 $2,674.91 6,099.80
Total Realized Gain/Loss for CELG $9,638.24
CHESAPEAKE ENERGY CORP
01/04/2007 S Cover CHK - CHESAPEAKE ENERGY CORP 4000 $27.90 $60.00 ($111,660.00)
01/03/2007 S SS CHK - CHESAPEAKE ENERGY CORP 1000 $27.99 $14.95 $27,974.19
12/28/2006 S SS CHK - CHESAPEAKE ENERGY CORP 1500 $29.35 $22.50 $44,001.14
12/26/2006 S SS CHK - CHESAPEAKE ENERGY CORP 1500 $29.64 $22.50 $44,436.13 4,751.46
Total Realized Gain/Loss for CHK $4,751.46
CHARTER COMMUNICATIONS INC
01/26/2007 S Sell CHTR - CHARTER COMMUNICATIONS INC 10000 $3.25 $150.00 $32,349.00
12/18/2006 S Buy CHTR - CHARTER COMMUNICATIONS INC 10000 $3.04 $150.00 ($30,550.00) 1,799.00
Total Realized Gain/Loss for CHTR $1,799.00
CQB
02/02/2007 O STC .CQBBB - CQB FEB 10 Call 10 $6.00 $15.00 $5,984.81
12/12/2006 O BTO .CQBBB - CQB FEB 2007 10 Call 10 $5.50 $15.00 ($5,515.00) 469.81
Total Realized Gain/Loss for CQB $469.81
EC
03/01/2007 F STC ECH7 - EC MAR 2007 Futures 10 $1.318 $39.90 ($9,306.10)
02/27/2007 F BTO ECH7 - EC MAR 2007 Futures 10 $1.3254 $39.90 ($56.10) -9,362.20
Total Realized Gain/Loss for ECH7 ($9,362.20)
ES
03/01/2007 F BTC ESH7 - ES MAR 2007 Futures 20 $1,402.50 $79.80 ($1,853.00)
03/01/2007 F STO ESH7 - ES MAR 2007 Futures 20 $1,400.75 $79.80 ($103.00)
02/28/2007 F BTC ESH7 - ES MAR 2007 Futures 60 $1,412.00 $239.40 ($10,559.00)
02/28/2007 F STO ESH7 - ES MAR 2007 Futures 40 $1,408.75 $159.60 ($206.00)
02/28/2007 F STO ESH7 - ES MAR 2007 Futures 10 $1,411.75 $39.90 ($51.50)
02/27/2007 F STO ESH7 - ES MAR 2007 Futures 10 $1,404.75 $39.90 ($51.50)
02/27/2007 F BTC ESH7 - ES MAR 2007 Futures 400 $1,399.00 $1,596.00 $367,940.00
02/27/2007 F STO ESH7 - ES MAR 2007 Futures 200 $1,417.00 $798.00 ($1,030.00)
02/27/2007 F STO ESH7 - ES MAR 2007 Futures 100 $1,418.50 $399.00 ($515.00)
02/27/2007 F STO ESH7 - ES MAR 2007 Futures 100 $1,417.50 $399.00 ($515.00)
02/27/2007 F BTC ESH7 - ES MAR 2007 Futures 110 $1,423.50 $438.90 $19,933.50
02/27/2007 F STO ESH7 - ES MAR 2007 Futures 100 $1,427.00 $399.00 ($515.00)
02/27/2007 F STO ESH7 - ES MAR 2007 Futures 10 $1,429.50 $39.90 ($51.50)
02/27/2007 F STC ESH7 - ES MAR 2007 Futures 100 $1,434.50 $399.00 ($100,515.00)
02/23/2007 F BTO ESH7 - ES MAR 2007 Futures 100 $1,454.50 $399.00 ($515.00)
02/20/2007 F STC ESH7 - ES MAR 2007 Futures 10 $1,460.75 $39.90 $2,448.50
02/20/2007 F BTO ESH7 - ES MAR 2007 Futures 10 $1,455.75 $39.90 ($51.50) 273,790.00
Total Realized Gain/Loss for ESH7 $273,790.00
ISHARES MSCI MEXICO
02/27/2007 S Cover EWW - ISHARES MSCI MEXICO 70000 $49.45 $1,050.00 ($3,462,550.00)
02/27/2007 S Cover EWW - ISHARES MSCI MEXICO 40000 $51.19 $600.00 ($2,048,200.00)
02/23/2007 S SS EWW - ISHARES MSCI MEXICO 80000 $54.31 $1,200.00 $4,343,466.61
02/23/2007 S SS EWW - ISHARES MSCI MEXICO 30000 $54.30 $450.00 $1,628,499.98 461,216.59
Total Realized Gain/Loss for EWW $461,216.59
FINISAR CORP
02/22/2007 S Sell FNSR - FINISAR CORP 20000 $3.44 $300.00 $68,497.88
02/13/2007 S Buy FNSR - FINISAR CORP 20000 $3.12 $300.00 ($62,700.00) 5,797.88
Total Realized Gain/Loss for FNSR $5,797.88
GLW
01/03/2007 O STC .GLWAD - GLW JAN 20 Call 50 $0.20 $75.00 $924.96
11/10/2006 O BTO .GLWAD - GLW JAN 2007 20 Call 50 $1.50 $75.00 ($7,575.00) -6,650.04
Total Realized Gain/Loss for GLW ($6,650.04)
ISHARES RUSSELL 2000 INDEX FUN
02/27/2007 S Sell IWM - ISHARES RUSSELL 2000 INDEX FUN 500 $80.24 $14.95 $40,103.81
02/23/2007 S Buy IWM - ISHARES RUSSELL 2000 INDEX FUN 500 $82.07 $14.95 ($41,049.95) -946.14
Total Realized Gain/Loss for IWM ($946.14)
LVLT
02/22/2007 O STC .QHNCA - LVLT MAR 5 Call 100 $1.60 $150.00 $15,849.50
02/13/2007 O BTO .QHNCA - LVLT MAR 5 Call 100 $1.20 $150.00 ($12,150.00)
02/13/2007 O BTC .QHNCA - LVLT MAR 5 Call 10 $1.20 $15.00 ($1,215.00)
12/15/2006 O STO .QHNCA - LVLT MAR 2007 5 Call 10 $1.25 $15.00 $1,234.96 3,719.46
02/13/2007 O STC .QHNCU - LVLT MAR 7.5 Call 104 $0.05 $156.00 $363.98
02/08/2007 O BTO .QHNCU - LVLT MAR 7.5 Call 52 $0.10 $78.00 ($598.00)
12/15/2006 O BTO .QHNCU - LVLT MAR 2007 7.5 Call 52 $0.25 $78.00 ($1,378.00) -1,612.02
Total Realized Gain/Loss for LVLT $2,107.44
NOVASTAR FINANCIAL INC
02/27/2007 S Sell NFI - NOVASTAR FINANCIAL INC 25000 $8.15 $375.00 $203,368.74
02/26/2007 S Buy NFI - NOVASTAR FINANCIAL INC 25000 $8.07 $375.00 ($202,125.00) 1,243.74
03/01/2007 O STC .NFIFU - NFI JUN 7.5 Call 100 $1.60 $150.00 $15,849.50
02/26/2007 O BTO .NFIFU - NFI JUN 7.5 Call 100 $1.50 $150.00 ($15,150.00) 699.50
Total Realized Gain/Loss for NFI $1,943.24
NQ
02/28/2007 F BTC NQH7 - NQ MAR 2007 Futures 100 $1,772.75 $399.00 ($13,015.00)
02/28/2007 F STO NQH7 - NQ MAR 2007 Futures 100 $1,766.50 $399.00 ($515.00)
02/28/2007 F STC NQH7 - NQ MAR 2007 Futures 50 $1,766.50 $199.50 ($7,757.50)
02/28/2007 F BTO NQH7 - NQ MAR 2007 Futures 50 $1,774.00 $199.50 ($257.50)
02/27/2007 F STC NQH7 - NQ MAR 2007 Futures 20 $1,795.75 $79.80 $1,197.00
02/27/2007 F BTO NQH7 - NQ MAR 2007 Futures 20 $1,792.50 $79.80 ($103.00)
01/22/2007 F STC NQH7 - NQ MAR 2007 Futures 15 $1,810.75 $59.85 $6,447.75
01/05/2007 F BTO NQH7 - NQ MAR 2007 Futures 15 $1,789.00 $59.85 ($77.25) -14,080.50
Total Realized Gain/Loss for NQH7 ($14,080.50)
NYX
02/15/2007 O STC .NYXCA - NYX MAR 105 Call 100 $0.35 $150.00 $3,349.89
12/20/2006 O BTO .NYXCA - NYX MAR 2007 105 Call 100 $7.70 $150.00 ($77,150.00) -73,800.11
02/20/2007 O BTC .NYXCB - NYX MAR 110 Call 100 $0.20 $150.00 ($2,150.00)
02/13/2007 O STO .NYXCB - NYX MAR 110 Call 100 $0.25 $150.00 $2,349.92 199.92
Total Realized Gain/Loss for NYX ($73,600.19)
OEX
01/18/2007 O STC .OEYAN - OEX JAN 670 Call 100 $0.45 $150.00 $4,349.86
01/04/2007 O BTO .OEYAN - OEX JAN 670 Call 100 $1.25 $150.00 ($12,650.00) -8,300.14
02/16/2007 O BTC .OEYNJ - OEX FEB 2007 650 P 85 $0.00 $0.00 $0.00
02/13/2007 O STO .OEYNJ - OEX FEB 650 Put 65 $0.20 $97.50 $1,202.46
02/13/2007 O STO .OEYNJ - OEX FEB 650 Put 20 $0.20 $30.00 $369.98 1,572.44
02/16/2007 O STC .OEYNM - OEX FEB 2007 665 P 100 $0.00 $0.00 $0.00
02/13/2007 O BTO .OEYNM - OEX FEB 665 Put 100 $2.60 $150.00 ($26,150.00) -26,150.00
Total Realized Gain/Loss for OEX ($32,877.70)
OIL SERVICE HOLDRS TRUST
02/27/2007 O BTC .OIHCG - OIH MAR 135 Call 225 $5.70 $337.50 ($128,587.50)
02/26/2007 O STO .OIHCG - OIH MAR 135 Call 225 $7.30 $337.50 $163,907.45
02/23/2007 O STC .OIHCG - OIH MAR 135 Call 20 $6.40 $30.00 $12,769.60
02/22/2007 O BTO .OIHCG - OIH MAR 135 Call 20 $6.10 $30.00 ($12,230.00) 35,859.55
Total Realized Gain/Loss for OIH $35,859.55
QG
02/23/2007 F STC QGH7 - QG MAR 2007 Futures 40 $7.63 $159.60 ($8,717.60)
02/22/2007 F BTO QGH7 - QG MAR 2007 Futures 40 $7.715 $159.60 ($217.60) -8,935.20
Total Realized Gain/Loss for QGH7 ($8,935.20)
ULTRASHORT QQQ PROSHARES
01/05/2007 S Sell QID - ULTRASHORT QQQ PROSHARES 11000 $53.27 $165.00 $585,787.01
01/03/2007 S Buy QID - ULTRASHORT QQQ PROSHARES 10000 $53.21 $150.00 ($532,250.00)
12/29/2006 S Buy QID - ULTRASHORT QQQ PROSHARES 1000 $54.08 $14.95 ($54,094.95) -557.94
Total Realized Gain/Loss for QID ($557.94)
QM
02/23/2007 F STC QMJ7 - QM APR 2007 Futures 200 $60.825 $798.00 $3,912.00
02/22/2007 F BTO QMJ7 - QM APR 2007 Futures 200 $60.775 $798.00 ($1,088.00) 2,824.00
Total Realized Gain/Loss for QMJ7 $2,824.00
NASDAQ 100 INDEX TRACKING STOC
03/01/2007 S Sell QQQQ - NASDAQ 100 INDEX TRACKING STOC 1000 $43.36 $14.95 $43,343.71
03/01/2007 S Buy QQQQ - NASDAQ 100 INDEX TRACKING STOC 1000 $42.55 $14.95 ($42,564.95)
02/27/2007 S Sell QQQQ - NASDAQ 100 INDEX TRACKING STOC 1000 $44.04 $14.95 $44,023.69
02/27/2007 S Buy QQQQ - NASDAQ 100 INDEX TRACKING STOC 1000 $44.03 $14.95 ($44,044.95) 757.50
01/03/2007 O STC .QQQAQ - QQQQ JAN 2007 43 Call 500 $1.20 $750.00 $59,248.15
12/29/2006 O BTO .QQQAQ - QQQQ JAN 2007 43 Call 500 $0.95 $750.00 ($48,250.00) 10,998.15
01/03/2007 O STC .QQQBQ - QQQQ FEB 43 Call 5 $1.55 $14.95 $760.02
12/29/2006 O BTO .QQQBQ - QQQQ FEB 2007 43 Call 5 $1.45 $14.95 ($739.95) 20.07
02/27/2007 O STC .QQQOS - QQQQ MAR 45 Put 200 $1.58 $300.00 $31,299.02
02/27/2007 O BTO .QQQOS - QQQQ MAR 45 Put 200 $1.54 $300.00 ($31,100.00) 199.02
Total Realized Gain/Loss for QQQQ $11,974.74
RESEARCH IN MOTION
02/26/2007 S Cover RIMM - RESEARCH IN MOTION 10000 $145.57 $150.00 ($1,455,850.00)
02/23/2007 S SS RIMM - RESEARCH IN MOTION 10000 $140.22 $150.00 $1,402,006.95 -53,843.05
02/27/2007 O STC .RFYCJ - RIMM MAR 150 Call 100 $2.25 $150.00 $22,349.30
02/23/2007 O BTO .RFYCJ - RIMM MAR 150 Call 100 $1.50 $150.00 ($15,150.00) 7,199.30
02/08/2007 O STC .RUPBG - RIMM FEB 125 Call 400 $13.60 $600.00 $543,383.29
01/29/2007 O BTO .RUPBG - RIMM FEB 125 Call 200 $4.60 $300.00 ($92,300.00)
01/24/2007 O BTO .RUPBG - RIMM FEB 125 Call 100 $6.30 $150.00 ($63,150.00)
01/24/2007 O BTO .RUPBG - RIMM FEB 125 Call 100 $6.60 $150.00 ($66,150.00) 321,783.29
Total Realized Gain/Loss for RIMM $275,139.54
STANDARD AND POORS DEPOSITORY
02/27/2007 S Cover SPY - STANDARD AND POORS DEPOSITORY 10000 $140.68 $150.00 ($1,406,950.00)
02/27/2007 S SS SPY - STANDARD AND POORS DEPOSITORY 10000 $141.26 $150.00 $1,412,406.63
02/27/2007 S Sell SPY - STANDARD AND POORS DEPOSITORY 28000 $143.32 $420.00 $4,012,416.80
02/23/2007 S Buy SPY - STANDARD AND POORS DEPOSITORY 28000 $145.33 $420.00 ($4,069,660.00)
01/05/2007 S Cover SPY - STANDARD AND POORS DEPOSITORY 2000 $140.70 $30.00 ($281,430.00)
01/04/2007 S SS SPY - STANDARD AND POORS DEPOSITORY 1000 $141.25 $14.95 $141,230.71
01/03/2007 S SS SPY - STANDARD AND POORS DEPOSITORY 1000 $142.07 $14.95 $142,050.68 -49,935.18
02/28/2007 O BTC .SFBCO - SPY MAR 145 Call 200 $0.30 $300.00 ($6,300.00)
02/27/2007 O BTC .SFBCO - SPY MAR 145 Call 80 $0.70 $120.00 ($5,720.00)
02/23/2007 O STO .SFBCO - SPY MAR 145 Call 280 $1.65 $420.00 $45,778.58 33,758.58
02/16/2007 O BTC .SFBNM - SPY FEB 2007 143 P 1000 $0.00 $0.00 $0.00
02/13/2007 O STO .SFBNM - SPY FEB 143 Put 1000 $0.15 $1,500.00 $13,499.53 13,499.53
Total Realized Gain/Loss for SPY ($2,677.07)
SUNCOR ENERGY INC
01/04/2007 S Cover SU - SUNCOR ENERGY INC 2500 $71.02 $37.50 ($177,587.50)
01/03/2007 S SS SU - SUNCOR ENERGY INC 2000 $75.09 $30.00 $150,145.38
01/03/2007 S SS SU - SUNCOR ENERGY INC 500 $75.05 $14.95 $37,508.89 10,066.77
Total Realized Gain/Loss for SU $10,066.77
TANZANIAN ROYALTY EXPLORATION
01/03/2007 S Sell TRE - TANZANIAN ROYALTY EXPLORATION 10000 $5.68 $150.00 $56,648.25
12/28/2006 S Buy TRE - TANZANIAN ROYALTY EXPLORATION 10000 $5.89 $150.00 ($59,050.00) -2,401.75
Total Realized Gain/Loss for TRE ($2,401.75)
TY
02/27/2007 F STC TYH7 - TY MAR 2007 Futures 500 108-30.5 $1,995.00 $638,365.00
02/27/2007 F STC TYH7 - TY MAR 2007 Futures 500 108-13.5 $1,995.00 $371,958.75
02/23/2007 F BTO TYH7 - TY MAR 2007 Futures 900 107-21.5 $3,591.00 ($4,068.00)
02/23/2007 F BTO TYH7 - TY MAR 2007 Futures 90 107-22.5 $359.10 ($406.80)
02/22/2007 F BTO TYH7 - TY MAR 2007 Futures 5 107-10.5 $19.95 ($22.60)
02/20/2007 F BTO TYH7 - TY MAR 2007 Futures 5 107-19.5 $19.95 ($22.60) 1,005,803.75
Total Realized Gain/Loss for TYH7 $1,005,803.75
ULTRALIFE BATTERIES
02/15/2007 S Sell ULBI - ULTRALIFE BATTERIES 910000 9-8.5 $13,650.00 $8,421,791.02
02/13/2007 S Buy ULBI - ULTRALIFE BATTERIES 900000 10-6 $13,500.00 ($9,175,500.00)
02/13/2007 S Buy ULBI - ULTRALIFE BATTERIES 10000 10-6 $150.00 ($101,950.00) -855,658.98
Total Realized Gain/Loss for ULBI ($855,658.98)
USEC INC
02/27/2007 S Sell USU - USEC INC 30000 14-6.5 $450.00 $425,536.92
02/23/2007 S Buy USU - USEC INC 10000 15-15 $150.00 ($154,850.00)
02/13/2007 S Buy USU - USEC INC 20000 13-28 $300.00 ($277,700.00) -7,013.08
02/27/2007 O STC .USUGC - USU JUL 15 Call 1000 1-3 $1,500.00 $108,496.62
02/27/2007 O BTO .USUGC - USU JUL 15 Call 1000 1-0 $1,500.00 ($101,500.00) 6,996.62
Total Realized Gain/Loss for USUUS ($16.46)
Total Realized Gain/Loss $1,022,698.55
