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Re: TD2As post# 44266

Thursday, 03/01/2007 2:35:11 PM

Thursday, March 01, 2007 2:35:11 PM

Post# of 114954
Just called TDA and told them I was thinking about opening an account. Spoke with IVAN. Told them that I was concerned with the restrictions that they place on stock. I was told that on some stocks I would need to call in to make sure that it wasn't a fraudulent purchase.

I then asked specifically about PNMS and was told that he would have to put me on hold for a second. This is what he came back and said

PNMS is restricted for indef amount of time.

This is some of the reasons that he spoke of that could be reasons:

1.) SEC investigation
2.) Used by Pump & Dumpers (yes he actually used those words!)
3.) Spam sent to email accounts
4.) Shell Companies
5.) Nothing Legit

So I wonder which one AMTD is saying PNMS falls under


Slow and steady is the way to go
All statements are my opinion and should not be considered an indication to buy or sell a security. Do your own DD.

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