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Re: Petrejus post# 8184

Tuesday, 06/21/2022 12:08:16 PM

Tuesday, June 21, 2022 12:08:16 PM

Post# of 9444
https://www.finra.org/filing-reporting/market-transparency-reporting/uniform-practice-code-upc/faq#3-8

8. How will I know if my Company-Related Action was processed or found deficient?

FINRA will provide a written notice to the requesting party setting forth the outcome of FINRA’s review. In addition, if FINRA determines that the request will not be processed pursuant to FINRA Rule 6490(d)(3), the written notice will state the specific factor(s) that caused the request to be deemed deficient.



They also need to stop using the terminology "approve".

FINRA does not approve anything. They process. Or choose not to process.
It's annoying. And it is probably annoying to FINRA as well.

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