InvestorsHub Logo
Followers 1511
Posts 35045
Boards Moderated 7
Alias Born 07/12/2004

Re: None

Saturday, 05/01/2021 9:07:10 AM

Saturday, May 01, 2021 9:07:10 AM

Post# of 55804
ARTR: As of May 25, 2021, TD Ameritrade will restrict orders in Caveat Emptor designated OTC securities to liquidating trades only.

A Caveat Emptor security is a designation the OTC Markets Group places on a security after a determination was made surrounding the company that there may be potential risk to investors which include a questionable stock promotion, known investigation of fraudulent activity committed by the company or insiders, regulatory suspensions, or disruptive corporate actions, among other reasons.

The current list of Caveat Emptor restricted securities is below as of April 12, 2021 and is subject to change at any time.
Please visit www.otcmarkets.com for additional details and real time Caveat Emptor desiginations.

https://www.tdameritrade.com/retail-en_us/resources/pdf/cesecuritylist.pdf

To bite the worm of incite is to bite the HOOK of the antagonist . They win .