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janice shell

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janice shell

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Re: M_1776 post# 3209

Thursday, 03/11/2021 6:54:30 PM

Thursday, March 11, 2021 6:54:30 PM

Post# of 3233
You're welcome!

What you complain about is actually quite easy to determine. Delinquent filers--SEC registrants--are simple to identify. The SEC has a list. OTC Markets attaches a "delinquent filer" flag to those issuers at its website. It attaches a "dark or defunct" flag to non-registrants that haven't shown any signs of life lately.

That seems to me to be adequate warning to the public.

...there should be a framework in place to notify the public which companies have been put on notice and have or have not responded/complied with SEC notices.

Why? Would it be constructive for the SEC to tip off insiders, so they can dump their holdings and get outta Dodge? I don't think so.
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