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8) Legal/Disciplinary History

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Elcappy1 Member Level  Sunday, 11/22/20 02:55:13 PM
Re: tdbowieknife post# 64380
Post # of 65663 
8) Legal/Disciplinary History

A. Please identify whether any of the persons listed above have, in the past 10 years, been the subject of:
1. A conviction in a criminal proceeding or named as a defendant in a pending criminal proceeding (excluding
traffic violations and other minor offenses);

None

2. The entry of an order, judgment, or decree, not subsequently reversed, suspended or vacated, by a court of
competent jurisdiction that permanently or temporarily enjoined, barred, suspended or otherwise limited such
person’s involvement in any type of business, securities, commodities, or banking activities;

None

3. A finding or judgment by a court of competent jurisdiction (in a civil action), the Securities and Exchange
Commission, the Commodity Futures Trading Commission, or a state securities regulator of a violation of
federal or state securities or commodities law, which finding or judgment has not been reversed, suspended,
or vacated; or

None

4. The entry of an order by a self-regulatory organization that permanently or temporarily barred, suspended, or
otherwise limited such person’s involvement in any type of business or securities activities.

None

B. Describe briefly any material pending legal proceedings, other than ordinary routine litigation incidental to the
business, to which the issuer or any of its subsidiaries is a party or of which any of their property is the subject.
Include the name of the court or agency in which the proceedings are pending, the date instituted, the principal parties
thereto, a description of the factual basis alleged to underlie the proceeding and the relief sought. Include similar
information as to any such proceedings known to be contemplated by governmental authorities.

None.

9) Third Party Providers

Please provide the name, address, telephone number and email address of each of the following outside providers:
Securities Counsel
Name: Tran Law group, PLC
Address: 12966 Euclid St.
Ste 310
Garden Grove 92849
800-997-7905
Accountant or Auditor
Name: Richard J. Fleischman,CPA
Firm: Haynie & Company
Address 1: 1221 W. Mineral Ave. Suite 202
Address 2: Littleton, CO 80120-4544
Phone: 303-734-4800
Email: rjf@hayniecpas.com

https://backend.otcmarkets.com/otcapi/company/financial-report/264089/content

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