Easton Pharmaceuticals, Inc. (EAPH)

[starkd748]

to Rule 15c2-11. This pertains to eaph since they are Dark.

https://www.sec.gov/news/press-release/2020-212

“The amended rule represents another important step in our tireless and proactive efforts to protect retail investors from being victimized by microcap fraud”

The rule enhances disclosures and investor protection in the OTC:

“by ensuring that broker-dealers, in their role as professional gatekeepers to this market, do not publish quotations for an issuer’s security when current issuer information is not publicly available, subject to certain exceptions”.

The Final Rule in full:

https://www.sec.gov/rules/final/2020/33-10842.pdf