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Small Company Offering and Sale of Securities Without

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abracky   Sunday, 09/16/18 01:19:35 AM
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Post # of 1450 
Small Company Offering and Sale of Securities Without Registration (d)

Source: Edgar (US Regulatory)

 

UNITED STATES SECURITIES 
AND EXCHANGE COMMISSION
Washington, D.C. 

FORM D

OMB APPROVAL

OMB Number: 3235-0076

Estimated Average burden hours per response: 4.0

Notice of Exempt Offering of Securities



1. Issuer's IdentityCIK (Filer ID Number)Previous Name(s)   x NoneEntity Type

0001531266

 

x Corporation

o Limited Partnership

o Limited Liability Company

o General Partnership

o Business Trust

o Other

Name of Issuer

  Elio Motors, Inc.

Jurisdiction of Incorporation/OrganizationDELAWARE Year of Incorporation/Organization oOver Five Years Ago xWithin Last Five Years (Specify Year)2017 oYet to Be Formed 


2. Principal Place of Business and Contact InformationName of Issuer   Elio Motors, Inc. Street Address 1Street Address 2  2942 N 24TH ST  SUITE 114-700CityState/Province/CountryZIP/Postal CodePhone No. of Issuer  PHOENIX  ARIZONA  85016  (602) 424-7472  


3. Related Persons

Last NameFirst NameMiddle NameElioPaulStreet Address 1Street Address 22942 North 24th Street, Suite 114-700CityState/Province/CountryZIP/Postal CodePhoenixARIZONA85016Relationship:xExecutive OfficerxDirectoroPromoterClarification of Response (if Necessary)  

Last NameFirst NameMiddle NameGrennanConnieStreet Address 1Street Address 22942 North 24th Street, Suite 114-700CityState/Province/CountryZIP/Postal CodePhoenixARIZONA85016Relationship:xExecutive OfficeroDirectoroPromoterClarification of Response (if Necessary)  

Last NameFirst NameMiddle NameIyerHariStreet Address 1Street Address 22942 North 24th Street, Suite 114-700CityState/Province/CountryZIP/Postal CodePhoenixARIZONA85016Relationship:oExecutive OfficerxDirectoroPromoterClarification of Response (if Necessary)  

Last NameFirst NameMiddle NameHoldenJamesStreet Address 1Street Address 22942 North 24th Street, Suite 114-700CityState/Province/CountryZIP/Postal CodePhoenixARIZONA85016Relationship:oExecutive OfficerxDirectoroPromoterClarification of Response (if Necessary)  

 

Last NameFirst NameMiddle NameLichterStuartStreet Address 1Street Address 22942 North 24th Street, Suite 114-700CityState/Province/CountryZIP/Postal CodePhoenixARIZONA85016Relationship:oExecutive OfficerxDirectoroPromoterClarification of Response (if Necessary)  

Last NameFirst NameMiddle NameSchembriDavidC.Street Address 1Street Address 22942 North 24th Street, Suite 114-700CityState/Province/CountryZIP/Postal CodePhoenixARIZONA85016Relationship:oExecutive OfficerxDirectoroPromoterClarification of Response (if Necessary)  

Last NameFirst NameMiddle NameWayKennethL.Street Address 1Street Address 22942 North 24th Street, Suite 114-700CityState/Province/CountryZIP/Postal CodePhoenixARIZONA85016Relationship:oExecutive OfficerxDirectoroPromoterClarification of Response (if Necessary)  

 



4. Industry GroupoAgriculture Health CareoRetailing Banking & Financial Services oBiotechnologyoRestaurants oCommercial Banking oHealth Insurance Technology oInsurance oHospitals & Physicians oComputers oInvesting oPharmaceuticals oTelecommunications oInvestment Banking oOther Health Care oOther Technology oPooled Investment Fund 

    Travel oOther Banking & Financial ServicesxManufacturing oAirlines & Airports Real Estate oLodging & Conventions oCommercial oTourism & Travel Services oConstruction oOther Travel oREITS & FinanceoOther oResidential  oOther Real Estate oBusiness Services  Energy  oCoal Mining  oElectric Utilities  oEnergy Conservation  oEnvironmental Services  oOil & Gas  oOther Energy 



5. Issuer SizeRevenue RangeAggregate Net Asset Value RangexNo RevenuesoNo Aggregate Net Asset Valueo$1 - $1,000,000o$1 - $5,000,000o$1,000,001 - $5,000,000o$5,000,001 - $25,000,000o$5,000,001 - $25,000,000o$25,000,001 - $50,000,000o$25,000,001 - $100,000,000o$50,000,001 - $100,000,000oOver $100,000,000oOver $100,000,000oDecline to DiscloseoDecline to DiscloseoNot ApplicableoNot Applicable



6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)oRule 504(b)(1) (not (i), (ii) or (iii))oRule 505oRule 504 (b)(1)(i)xRule 506(b)oRule 504 (b)(1)(ii)oRule 506(c)oRule 504 (b)(1)(iii)oSecurities Act Section 4(a)(5) oInvestment Company Act Section 3(c)

7. Type of FilingxNew NoticeDate of First Sale  2018-04-24oFirst Sale Yet to OccuroAmendment


8. Duration of OfferingDoes the Issuer intend this offering to last more than one year?oYesxNo


9. Type(s) of Securities Offered (select all that apply)oPooled Investment Fund InterestsxEquityoTenant-in-Common SecuritiesoDebtoMineral Property SecuritiesoOption, Warrant or Other Right to Acquire Another SecurityoSecurity to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire SecurityoOther (describe)  



10. Business Combination TransactionIs this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?oYesxNo Clarification of Response (if Necessary)    


11. Minimum InvestmentMinimum investment accepted from any outside investor$   0   USD


12. Sales Compensation

RecipientRecipient CRD NumberoNone  (Associated) Broker or DealeroNone(Associated) Broker or Dealer CRD NumberoNone  Street Address 1Street Address 2  CityState/Province/CountryZIP/Postal Code   State(s) of SolicitationoAll States  




13. Offering and Sales AmountsTotal Offering Amount$   2500000   USDo IndefiniteTotal Amount Sold$   2500000   USD Total Remaining to be Sold$   0   USDo Indefinite Clarification of Response (if Necessary)   



14. InvestorsoSelect if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, 
Number of such non-accredited investors who already have invested in the offering 
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:1



15. Sales Commissions & Finders' Fees ExpensesProvide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount. 
Sales Commissions$   0   USDoEstimateFinders' Fees$   0   USDoEstimate Clarification of Response (if Necessary)   



16. Use of ProceedsProvide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount. 
 $   0   USDoEstimate Clarification of Response (if Necessary)   


Signature and SubmissionPlease verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.Terms of Submission   In submitting this notice, each Issuer named above is:  

Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, the information furnished to offerees.

Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the Issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.

Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

   Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person. For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
IssuerSignatureName of SignerTitleDateElio Motors, Inc.Paul ElioPaul ElioChief Executive Officer2018-05-03


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