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Sunday, August 19, 2018 12:33:37 PM
Thank you for your message regarding your restricted securities.
I would be glad to assist you and apologize for the frustration this has caused. Unfortunately, it takes time to research restricted stock and depends on a response from the transfer agent for the security involved. After reviewing the restricted securities, unfortunately neither are eligible for electronic transfer. We can send them in certificate form but the cost to have them transferred to certificate is $500 each. Please click on the following link for the form:
The other option is to complete and submit the Restricted Research Request form and pay the fee of $150 per security to grant the authority to research and possibly have the transfer agent remove the restriction, which may also incur costs. Please click on the following link for the form:
You can read more about restricted stock and how you can request the removal of the restriction on the E*TRADE website at the following URL:
I hope this information was helpful. Should you have additional questions, please feel free to respond to this message or contact our Customer Service team at 1-800-387-2331 (International +1 678-624-6210). Our representatives are available 24 hours a day, seven days a week.
Sincerely,
Rex Harper
Mon-Fri 9:15 A.M.-6:15 P.M. EST
1-800-ETRADE-1 (1-800-387-2331)
Sr. Financial Services Representative
E*TRADE Securities LLC
"Patience is bitter, but its fruit is sweet."
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