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Re: MaterialMind post# 1815

Wednesday, 05/31/2017 8:38:53 AM

Wednesday, May 31, 2017 8:38:53 AM

Post# of 9444
On the OTC Markets Homepage is noticed:
SEC Reporting : Delinquent
The WARNING is on:
https://www.otcmarkets.com/stock/HERB/quote
https://www.otcmarkets.com/no-information-warning

If it doesn't come from SEC, it may come from FINRA ? Nasdaq ? OTC Markets/ ?
The Over -the-Counter(OTC)marketplace consists of OTCQX®,
OTCQB®,OTCBB and OTC Pink® securities quoted by market makers
on the OTC Link® ATS, OTC Market Group’s interdealer quotation
and trade messaging system, OTCBB securities quoted on FINRA’s
OTCBB system and securities with no quotes that are traded in
the grey market, Broker - dealer activities in the OTC market,
including their activities on the OTC Link and the OTCBB
interdealer quotation systems are regulated by the Financial
Industry Regulatory Authority (FINRA) and the U.S. Securities
and Exchange Commission (SEC).
So the WARNING I have mentionned is referring to FINRA or SEC Rules.