Threshold Triggered

[fourkids_9pets]

4.24.17 .. Threshold

Trade Date Download Link File Creation Timestamp
Monday, April 24, 2017
Download
4/24/2017 11:00:19 PM
Threshold Security List

 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
 ASPS	ALTISOURCE PORTFOLIO SOLUTIONS	Q	Y	N 
 CBIO	CATALYST BIOSCIENCES INC COM N	S	Y	N 
 DCIX	DIANA CONTAINERSHIPS INC SHS N	Q	Y	N 
 DFNL	DAVIS FUNDAMENTAL ETF TR SELE	G	Y	N 
 DSLV	VELOCITYSHS 3X INVERSE SILVER	G	Y	N 
 DUSA	DAVIS FUNDAMENTAL ETF TR SELE	G	Y	N 
 DWIN	POWERSHARES ETF R II DWA TACTI	G	Y	N 
 DWLD	DAVIS FUNDAMENTAL ETF TR SELE	G	Y	N 
 EDBI	LEGG MASON ETF INVT TR EMERGIN	G	Y	N 
 ESEA	EUROSEAS LTD SHS (MHL)	        S	Y	N 
 FSZ	FIRST TRUST SWITZERLAND ALPHAD	G	Y	N 
 GLBS	GLOBUS MARITIME LIMITED SHS NE	S	Y	N 
 IDXG	INTERPACE DIAGNOSTICS GROUP IN	S	Y	N 
 MESO	MESOBLAST LIMITED SPONSORED AD	Q	Y	N 
 MOGLC	GABELLI NEXTSHARES TR GABELLI	G	Y	N 
 RFDI	FIRST TRUST ETF III RIVERFRONT	G	Y	N 
 SCON	SUPERCONDUCTOR TECHS INC COM P	S	Y	N 
 SSH	SUNSHINE HEART INC COMMON STO	S	Y	N 
 TOPS	TOP SHIPS INC COM STK NEW 2016	S	Y	N 
 TVIX	CREDIT SUISSE AG NASSAU BRH VE	G	Y	N 
 XTLB	XTL BIOPHARMACEUTICALS LTD. AM	S	Y	N

OTC Threshold Securities as of Apr 24, 2017 Threshold Issue Data Information
Issue

04/24/2017 AVVIY Aviva PLC ADRs - Unsponsored (United Kingdom) Other OTC N Y
04/24/2017 CRRFY Carrefour S A (F) Sponsored ADR (France) Other OTC N Y
04/24/2017 DOLV Dolat Ventures, Inc. Common Stock Other OTC Y N
04/24/2017 ENGIY ENGIE American Depositary Receipts - Sponsored Other OTC N Y
04/24/2017 ECPCY Estacio Participacoes SA Sponsored ADR (Brazil) Other OTC N Y
04/24/2017 GLFM GULFMARK OFFSHORE INC Common Stock Other OTC N Y
04/24/2017 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y
04/24/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
04/24/2017 NCMGY Newcrest Mining Ltd Sponsored American Depositary Shares Other OTC N Y
04/24/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
04/24/2017 PPCLY PPC Limited American Depositary Receipts - Sponsored Other OTC N Y
04/24/2017 QBIO Q BioMed Inc. Common Stock Other OTC N Y
04/24/2017 REPCF RepliCel Life Sciences Inc. Common Shares Other OTC Y N
04/24/2017 SLSDF Select Sands Corp. Common Shares Other OTC N Y
04/24/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y
04/24/2017 SHZNY Shenzhen Express Co Ltd H Shs Unsponsored ADR (China) Other OTC N Y
04/24/2017 SVBL Silver Bull Resources, Inc. Other OTC N Y
04/24/2017 SMGZY Smiths Group Plc Sponsored ADR (UK) Other OTC N Y
04/24/2017 TOSYY Toshiba Corp Unsponsored ADR (Japan) Other OTC N Y
04/24/2017 TKGBY Turkiye Garanti Bankasi A S American Depositary Shares Other OTC N Y
04/24/2017 ZPAS Zoompass Holdings, Inc. Common Stock Other OTC N Y