Biosig Technologies Inc (BSGM)

[236T568]

Mr. Londoner failed to file 93 Form 4 filings for approximately 292 transactions in shares of our common stock executed on various dates between January 1, 2016 and February 28, 2017.

Section 16(a) Beneficial Ownership Reporting Compliance

Section 16(a) of the Securities Exchange Act of 1934, as amended, requires our directors and officers, and persons who own more than ten percent of our common stock, to file with the SEC initial reports of ownership and reports of changes in ownership of our common stock. To our knowledge, based solely on a review of the copies of such reports furnished to us, during the fiscal year ended December 31, 2016, there were a number of transactions that were not timely reported.

The following is the number of late reports since the beginning of the fiscal year ended December 31, 2016, under Section 16(a) and the number of transactions reflected therein as not reported on a timely basis during such fiscal year by such executive officers, directors and persons who own more than ten percent of our common stock:

·
Mr. Londoner failed to file 93 Form 4 filings for approximately 292 transactions in shares of our common stock executed on various dates between January 1, 2016 and February 28, 2017.
·
Mr. Zeldis filed one late report with respect to one transaction.
·
Mr. Weild filed one late report with respect to one transaction.
·
Mr. Tanaka filed one late report with respect to one transaction.
·
Mr. Cash filed two late reports, each with respect to one transaction.
·
Mr. Foley filed one late report with respect to one transaction.
·
Ms. Mikolaitis filed one late report with respect to one transaction.
·
Mr. Chaussy filed two late reports, one with respect to one transaction and one with respect to three transactions.


https://www.sec.gov/Archives/edgar/data/1530766/000118518517000698/biosigtech10k123116.htm