SEC Suspensions & Revocations

300

SEC Suspensions & Revocations

300

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Renee

3,990 SEC Suspensions between Jan. 1st,2010 to Dec.

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janice shell

Here's a list of all the IHub boards

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Renee

The SEC Suspensions & Revocations board is intended

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Renee

Potential investors in OTC stocks are encouraged to

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1manband

FINRA issues new Investors Bulletin:

Join the InvestorsHub Community

Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.

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Renee

04/11/24 10:21 AM

Post #4,054

Re: #4,033: @Renee - CRYO: SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: CRYO

https://www.sec.gov/files/litigation/admin/2024/34-99933.pdf

Renee

04/11/24 10:19 AM

Post #4,053

Re: #4,039: @Renee - MBGH SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: MBGH

https://www.sec.gov/files/litigation/admin/2024/34-99936.pdf

Renee

03/27/24 9:35 AM

Post #4,052

Re: #3,971: @Renee - RETC: SEC Admin. Proceeding for severely delinquent Financials

Revoked SEC registration: RETC

https://www.sec.gov/files/litigation/opinions/2024/34-99856.pdf

Renee

03/25/24 5:02 PM

Post #4,051

Re: #2,466: @Renee - 49 SEC Suspensions for "questions regarding the adequacy

GBLHF: inactive security. FINRA deleted symbol:

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

03/22/24 9:41 AM

Post #4,050

Re: #150: @Renee - 379 SEC Suspensions, May 14, 2012:

Revoked SEC registration: DFTS

https://www.sec.gov/files/litigation/opinions/2024/34-99820.pdf

Renee

03/21/24 9:40 AM

Post #4,049

Re: #3,962: @Renee - UNXLQ: SEC Admin. Proceeding for severely delinquent Financials

Revoked SEC registration: UNXLQ

https://www.sec.gov/files/litigation/opinions/2024/34-99781.pdf

Renee

03/21/24 9:37 AM

Post #4,048

Re: #3,968: @Renee - DWOG: SEC Admin. Proceeding for severely delinquent Financials

SEC registration revoked: DWOG

https://www.sec.gov/files/litigation/opinions/2024/34-99795.pdf

Renee

03/06/24 10:06 AM

Post #4,047

CRXM: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-99675.pdf

Renee

03/06/24 10:05 AM

Post #4,046

FJHL: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-99674.pdf

Renee

03/06/24 10:03 AM

Post #4,045

FERL: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-99673.pdf

Renee

03/06/24 10:01 AM

Post #4,044

GTBT: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-99672.pdf

Renee

03/05/24 9:38 AM

Post #4,043

NCRE: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-99660.pdf

Renee

03/05/24 9:35 AM

Post #4,042

DENR: SEC Admin. Proceeding for severely delinquent Financials: (no Ihub board)

https://www.sec.gov/files/litigation/admin/2024/34-99661.pdf

Renee

03/04/24 4:34 PM

Post #4,041

Re: #2,937: @Renee - 57 OTC *blue chip* stocks suspended because of

FINRA deleted symbol: WWST

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

03/01/24 10:03 AM

Post #4,040

Re: #3,970: @Renee - LCLP SEC Admin. Proceeding for delinquent Financials (Mar 2022)

Revoked SEC registration: LCLP

https://www.sec.gov/files/litigation/opinions/2024/34-99636.pdf

Renee

03/01/24 10:01 AM

Post #4,039

MBGH SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-99648.pdf

Renee

02/28/24 2:26 PM

Post #4,038

EAWC: SEC Admin. Proceeding for severely delinquent Financials: (no Ihub board)

https://www.sec.gov/files/litigation/admin/2024/34-99615.pdf

Renee

02/28/24 2:23 PM

Post #4,037

EDGS: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-99616.pdf

Renee

02/28/24 2:21 PM

Post #4,036

TXCB: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-99612.pdf

Renee

02/28/24 2:18 PM

Post #4,035

AMNL: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-99611.pdf

Renee

02/27/24 9:48 AM

Post #4,034

Revoked SEC registration: SGOU (no prior SEC Admin. Proceeding)

https://www.sec.gov/files/litigation/opinions/2024/34-99600.pdf

Renee

02/27/24 9:45 AM

Post #4,033

CRYO: SEC Admin. Proceeding for severely delinquent Financials:

https://www.sec.gov/files/litigation/admin/2024/34-99608.pdf

Renee

02/26/24 9:51 AM

Post #4,032

Re: #3,966: @Renee - COCBF: SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: COCBF

https://www.sec.gov/files/litigation/opinions/2024/34-99595.pdf

Renee

02/22/24 9:53 AM

Post #4,031

Re: #3,963: @Renee - FNRG: SEC Admin. Proceeding for severely delinquent Financials

Revoked SEC registration: FNRG

https://www.sec.gov/files/litigation/opinions/2024/34-99573.pdf

Renee

02/22/24 9:50 AM

Post #4,030

Re: #3,964: @Renee - JSBL: SEC Admin. Proceeding for severely delinquent Financials

Revoked SEC registration: JSBL

https://www.sec.gov/files/litigation/opinions/2024/34-99574.pdf

Renee

02/22/24 9:48 AM

Post #4,029

Revoked SEC registration: ACTA (previously delisted from the Nasdaq to the OTC, then FINRA deleted the symbol as inactive in 2018, then the SEC filed an ADMIN. Proceeding for severely delinquent Financials)

https://www.sec.gov/files/litigation/opinions/2024/34-99575.pdf

Renee

02/22/24 9:43 AM

Post #4,028

Re: #3,967: @Renee - CCTR: SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: CCTR

https://www.sec.gov/files/litigation/opinions/2024/34-99576.pdf

Renee

02/13/24 5:29 PM

Post #4,027

Re: #223: @Renee - TNRI: SEC Suspension:

FINRA deleted symbol: TNRI

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

02/13/24 5:24 PM

Post #4,026

Re: #1,621: @Renee - BMSV, HIRD, GLRC, GRTU, GSTY, ITSW, JPCB, MNET,

FINRA deleted symbol: SNDH

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

01/04/24 5:25 PM

Post #4,025

Re: #3,458: @Renee - ACNI, BMMX, BWBA, CAPB, CDWD, CNHA, EESI, EFLI,

FINRA deleted symbol: ORYX

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

12/06/23 10:43 AM

Post #4,024

Re: #3,958: @Renee - YGYI: SEC Admin. Proceeding for severely delinquent Financials

Revoked SEC registration: YGYI

https://www.sec.gov/files/litigation/admin/2023/34-99086.pdf

Renee

12/06/23 10:05 AM

Post #4,023

Re: #3,955: @Renee - ROAG: SEC Admin. Proceeding for severely delinquent Financials

Revoked SEC registration: ROAG

https://www.sec.gov/files/litigation/admin/2023/34-99080.pdf

Renee

12/04/23 9:42 AM

Post #4,022

Re: #3,952: @Renee - CRKM: SEC Admin. Proceeding for severely delinquent Financials

Revoked SEC registration: CRKM

https://www.sec.gov/files/litigation/opinions/2023/34-99069.pdf

Huggy Bear PremiumMember

11/30/23 2:17 PM

Post #4,021

Re: #4,020: @trader59 - Nothing on the daily list or SEC admin

Thank You.

trader59

11/30/23 1:42 PM

Post #4,020

Re: #4,019: @Huggy Bear - Was TTCM revoked today?

Nothing on the daily list or SEC admin procedure website

Huggy Bear PremiumMember

11/30/23 12:41 PM

Post #4,019

Was TTCM revoked today?

Renee

11/22/23 10:02 AM

Post #4,018

CPPXF: SEC Admin. Proceeding for severely delinquent Financials and immediate registration revocation:

https://www.sec.gov/files/litigation/admin/2023/34-99004.pdf

Renee

11/20/23 10:49 AM

Post #4,017

Re: #3,934: @Renee - AMBG SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: AMBG

https://www.sec.gov/files/litigation/opinions/2023/34-98961.pdf

Renee

11/16/23 10:00 AM

Post #4,016

Re: #3,928: @Renee - SNDD SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: SNDD

https://www.sec.gov/files/litigation/opinions/2023/34-98949.pdf

Renee

11/16/23 9:54 AM

Post #4,015

Re: #3,924: @Renee - PLSI SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: PLSI

https://www.sec.gov/files/litigation/opinions/2023/34-98946.pdf

Renee

11/14/23 10:18 AM

Post #4,014

TIO (Nasdaq) and TMNA (OTC) SEC Suspensions:

TINGO (TIO) and Agri-Fintech Holdings Inc. are blatant frauds. Although the SEC Suspensions are for 10 market days the Rule 15c2-11 will stipulate that no quotations can be made until/unless both companies satisfy all vetted disclosures.

Excerpts from both SEC Suspensions:

Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the
Exchange Act, at the termination of the trading suspension, no quotation may be entered unless
and until they have strictly complied with all of the provisions of the rule.

TIO SEC Suspension:

https://www.sec.gov/files/litigation/suspensions/2023/34-98920.pdf

TMNA SEC Suspension:

https://www.sec.gov/files/litigation/suspensions/2023/34-98921.pdf

Renee

11/13/23 9:54 AM

Post #4,013

Re: #3,905: @Renee - MDFZF SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: MDFZF

https://www.sec.gov/files/litigation/opinions/2022/34-98897.pdf

Renee

11/13/23 9:49 AM

Post #4,012

Re: #3,906: @Renee - MYHI SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration, MYHI

https://www.sec.gov/files/litigation/opinions/2023/34-98896.pdf

Renee

11/13/23 9:44 AM

Post #4,011

Re: #3,908: @Renee - QHYG SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: QHYG

https://www.sec.gov/files/litigation/opinions/2023/34-98895.pdf

Renee

11/09/23 9:43 AM

Post #4,010

Re: #3,904: @Renee - BLXX SEC Admin. Proceeding for severely delinquent Financials

Revoked SEC registration: BLXX

https://www.sec.gov/files/litigation/opinions/2023/34-98889.pdf

Renee

11/09/23 9:41 AM

Post #4,009

Re: #3,901: @Renee - YEWB SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: YEWB

https://www.sec.gov/files/litigation/opinions/2023/34-98885.pdf

Renee

11/08/23 6:02 PM

Post #4,008

Re: #3,973: @Renee - GOSN: SEC Admin. Proceeding for severely delinquent Financials

FINRA deleted symbol, inactive security, GOSN, awaiting A.L.J. registration revocation

https://otce.finra.org/otce/dailyList?viewType=Deletions

Renee

11/08/23 10:27 AM

Post #4,007

Re: #3,978: @Renee - RWBYF: SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: RWBYF

https://www.sec.gov/files/litigation/admin/2023/34-98871.pdf

Renee

11/07/23 9:39 AM

Post #4,006

Re: #3,972: @Renee - OSTO: SEC Admin. Proceeding for delinquent Financials (Sept.

Revoked SEC Registration: OSTO

https://www.sec.gov/files/litigation/opinions/2023/34-98870.pdf

Renee

10/20/23 11:04 AM

Post #4,005

Re: #3,907: @Renee - NOVC SEC Admin. Proceeding for severely delinquent Financials:

Revoked SEC registration: NOVC (later NOVCQ):

https://www.sec.gov/files/litigation/admin/2023/34-98773.pdf

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SEC Suspensions & Revocations

Followers	300	Posters	117
Posts (Today)	0	Posts (Total)	4054
Created	07/21/12	Type	Premium
Moderator Renee
Assistants janice shell flaflyersfan Stock_Barber VeronicaFox trader59

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.

Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.

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Posts Today	0
Posts (Total)	4054
Posters	117
Moderator	Renee
Assistants	janice shell flaflyersfan Stock_Barber VeronicaFox trader59

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SEC Suspensions & Revocations

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SEC Suspensions & Revocations

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