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QNTA: revoked registration. (no prior SEC Admin. Proceeding)
https://www.sec.gov/litigation/admin/2023/34-97503.pdf
ADGO: SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97492.pdf
Nasdaq stock: TOP: The Securities and Exchange Commission announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934, of trading in the securities of TOP Financial Group Limited (TOP) (CIK No. 0001848275), of Hong Kong, HK at 9:30 a.m. EDT on May 12, 2023, and terminating at 11:59 p.m. EDT on May 25, 2023.
The Commission temporarily suspended trading in the securities of TOP because of recent, unusual, and unexplained market activity raising concerns regarding the adequacy and accuracy of publicly-available information, in light of disclosures made concerning TOP’s financial condition and scope of operations.
https://www.sec.gov/litigation/suspensions/2023/34-97493.pdf
Order:
https://www.sec.gov/litigation/suspensions/2023/34-97493-o.pdf
Excerpt:
It appears to the Securities and Exchange Commission (“Commission”) that there is a lack of current and accurate information concerning the securities of TOP Financial Group Limited (“TOP”) (CIK No. 0001848275), an active Canary Islands corporation located at 118 Connaught Road West Room 1101, Hong Kong, HK with a class of securities registered with the Commission pursuant to Securities Exchange Act of 1934 (“Exchange Act”) Section 12(b).
There has been observed recent, unusual, and unexplained market activity, including an increase in TOP’s stock price over a three-day period, April 26-28, 2023, from $6.72 per share to $256.44 intraday per share. This market activity, the Commission believes, was not preceded or accompanied by any statements by the company. On April 28, 2023, TOP issued a press release stating that TOP “is aware of recent stock movement and cautions its investors to rely solely on press releases issued by the Company and Company’s annual report and other filings with the United States Securities and Exchange Commission.”
EDGAR 6K Press Release:
https://www.sec.gov/Archives/edgar/data/1848275/000121390023033882/ea177699ex99-1_topfinanci.htm
Peptide Technologies Inc., (fka PEPT) reinstated as Regenerex Pharma Inc., RGPX.
https://otce.finra.org/otce/dailyList?viewType=Additions
FINRA deleted symbol: EACC
https://otce.finra.org/otce/dailyList?viewType=Deletions
QHYG SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97370.pdf
NOVC SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97369.pdf
MYHI SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97352.pdf
MDFZF SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97351.pdf
BLXX SEC Admin. Proceeding for severely delinquent Financials (Dec. 2020):
https://www.sec.gov/litigation/admin/2023/34-97350.pdf
ASDN SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97349.pdf
DPSM SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97344.pdf
YEWB SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97343.pdf
Thanks, jobynimble. Since the SEC's strict enforcement of Rule 15c2-11
the Admin. Proceedings for severely delinquent Financials are infrequent.
POTN: SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97330.pdf
HAGN: (no I-hub board) SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97331.pdf
Thanks, Renee, for all you do…
NVGI: SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97332.pdf
NEIK: SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97333.pdf
KWBT (no I-hub board) SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97334.pdf
TOGL (no I-hub board) SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97338.pdf
WSHP (no I-hub board) SEC Admin. proceeding for severely delinquent Financials.
https://www.sec.gov/litigation/admin/2023/34-97339.pdf
CRDX (no I-hub board) SEC Admin Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97329.pdf
CNCC SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97328.pdf
HLWD SEC Admin. Proceeding for severely delinquent Financials:
https://www.sec.gov/litigation/admin/2023/34-97154.pdf
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