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SEC Suspensions & Revocations

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Moderator: Renee Assistants: scion, janice shell, flaflyersfan, Stock_Barber, VeronicaFox, TenKay
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Last Post: 1/24/2020 9:33:56 AM - Followers: 264 - Board type: Premium - Posts Today: 0

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.



Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




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#2836  Sticky Note The SEC Suspensions & Revocations board is intended Renee 10/01/19 07:34:10 AM
#2796  Sticky Note Complete list of SEC suspended stocks and SEC Renee 09/28/19 09:42:44 AM
#2748  Sticky Note Potential investors in OTC stocks are encouraged to Renee 09/11/19 12:57:17 AM
#2156  Sticky Note FINRA issues new Investors Bulletin: 1manband 01/01/18 11:53:29 PM
#2920   RFMK SEC Suspension for severely delinquent Financials: Renee 01/24/20 09:33:56 AM
#2919   KDCE SEC Suspension "due to questions and concerns Renee 01/21/20 09:33:26 AM
#2918   SOUPQ, TBLZ SEC Suspension for severely delinquent Financials: Renee 01/17/20 09:37:04 AM
#2917   MIHI SEC Suspension for severely delinquent Financials: Renee 01/17/20 09:33:22 AM
#2916   GBSNQ SEC Suspension for severely delinquent Financials: Renee 01/16/20 09:40:46 AM
#2915   GNOLF, SMXMF SEC Suspension for severely delinquent Financials: Renee 01/16/20 09:37:33 AM
#2914   MNHD, MYGG: SEC Suspension for severely delinquent Financials: Renee 01/15/20 09:34:54 AM
#2913   GNGT, GROG: SEC Suspension for severely delinquent Financials: Renee 01/14/20 09:38:35 AM
#2912   PIED, RBCC: SEC Suspension for severely delinquent Financials: Renee 01/14/20 09:34:27 AM
#2911   Ah yes, suspended on Dec. 22,2014 "due to Renee 01/10/20 05:11:55 PM
#2910   It was suspended five or six years ago, janice shell 01/10/20 05:03:28 PM
#2909   re TECO....although the stock has been sporadically illiquid Renee 01/10/20 04:33:49 PM
#2908   The SEC is going after TECO's registration: janice shell 01/10/20 04:21:27 PM
#2907   DRSV, ELTZ: SEC Suspension for severely delinquent Financials: Renee 01/10/20 12:17:49 PM
#2906   CMCI, CTVZ, MJTK SEC Suspension for severely delinquent Financials: Renee 01/10/20 12:14:45 PM
#2905   BFRE, CCAN SEC Suspension for severely delinquent Financials: Renee 01/10/20 12:08:51 PM
#2904   First suspension of 2020. Last suspension was last November. Monksdream 01/09/20 10:00:06 AM
#2903   RIVX SEC Suspension. "The Commission temporarily suspended trading Renee 01/09/20 09:35:11 AM
#2902   FINRA deleted symbol: GGMC Renee 01/03/20 04:49:47 PM
#2901   FINRA deleted symbol: EYGY Renee 12/31/19 05:08:37 PM
#2900   SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 230 harr449 12/31/19 02:43:36 PM
#2899   Happy 2020 to you as well, and THANKS, Jobynimble!! Renee 12/31/19 09:44:54 AM
#2898   Happy New Year, Renee... jobynimble 12/31/19 09:42:50 AM
#2897   Revoked registrations: DGRI, PRRP: Renee 12/31/19 09:33:27 AM
#2896   Revoked registration: PAOC ***PAOC tried to avoid revocation Renee 12/27/19 09:38:26 AM
#2895   Revoked registration: UNSI Renee 12/23/19 09:34:42 AM
#2894   FINRA deleted symbol: UZZFF Renee 12/20/19 05:28:49 PM
#2893   FINRA deleted symbols: HYSYF, LEDCF, RBEIF, WFEMF: Renee 12/18/19 05:08:32 PM
#2892   Revoked registration: CSTU Renee 12/18/19 09:32:15 AM
#2891   FINRA deleted symbol: ADCC Renee 12/12/19 05:42:42 PM
#2890   Revoked registration: LNPR Renee 12/11/19 09:44:13 AM
#2889   ESPH (previously suspended for Financials delinquencies) changed to Renee 12/06/19 04:05:03 PM
#2888   Still waiting on ARYC to get their "reward" trader59 12/04/19 12:16:31 PM
#2887   Revoked registration: KAMX Renee 12/04/19 09:46:57 AM
#2886   Revoked registration: YSTR. *** YSTR had filed a Renee 12/04/19 09:44:04 AM
#2885   Revoked registration: SOUM *** SOUM had filed a Renee 12/04/19 09:38:15 AM
#2884   FINRA deleted symbol: CKYI Renee 12/02/19 06:04:49 PM
#2883   Revoked registration: TALR Renee 11/26/19 09:36:31 AM
#2882   Revoked registration: PMXO Renee 11/26/19 09:33:57 AM
#2881   OK, just saw the FINRA ones, didn't know trader59 11/22/19 07:28:08 PM
#2880   Ah, but BIOAQ was never SEC suspended so Renee 11/22/19 05:26:16 PM
#2879   Ummm There's at least 1 FINRA deletion missing.... trader59 11/22/19 02:34:07 PM
#2878   EAPH SEC Suspension "because of questions that have Renee 11/20/19 09:34:19 AM
#2876   Revoked registration: LEOM Renee 11/18/19 09:34:18 AM
#2875   FINRA deleted symbol: NAYP Renee 11/12/19 07:29:46 PM
#2874   DBMM dodges revocation/deletion in SEC case: https://www.sec.gov/alj/aljdec/2019/id1389cff.pdf TradeForProfits 11/12/19 04:05:30 PM
#2873   FINRA deleted symbol, SYYC. Awaiting registration revocation. Renee 11/11/19 05:50:11 PM
#2872   FINRA deleted symbols: NSHJ, SOCC Renee 11/11/19 05:50:06 PM
#2871   FINRA deleted symbol: JDID Renee 11/11/19 05:49:53 PM
#2870   FINRA deleted symbol: ANNC Renee 11/11/19 05:49:48 PM
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