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SEC Suspensions & Revocations

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Moderator: Renee Assistants: scion, janice shell, flaflyersfan, sunspotter, Stock Barber, Veronicafox
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Last Post: 1/19/2018 9:50:44 AM - Followers: 218 - Board type: Premium - Posts Today: 0

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.



Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




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#2156  Sticky Note FINRA issues new Investors Bulletin: 1manband 01/01/18 11:53:29 PM
#2143  Sticky Note Complete list of SEC suspended stocks from January Renee 12/29/17 09:45:41 PM
#207  Sticky Note Shareholders of suspended stocks should study many other Renee 09/18/12 09:26:03 AM
#2165   You should take if off the list then.......et z Zardiw 01/19/18 09:50:44 AM
#2164   The AAGH ticker for Asia Global Holdings Corp. Renee 01/18/18 09:51:40 AM
#2163   $AAGH is Current..........et z Zardiw 01/18/18 09:39:57 AM
#2162   Revoked: SOYL: Renee 01/18/18 09:33:39 AM
#2161   ABHI, CDEX, EFCT, VMCI: SEC Suspension for delinquent Renee 01/17/18 09:44:20 AM
#2160   BSPE, CEAI, DOMK, ECDC: SEC Suspension for delinquent Renee 01/09/18 09:49:12 AM
#2159   UBIA SEC Suspension: Renee 01/08/18 09:35:59 AM
#2158   FINRA deleted symbol: ADXM Renee 01/02/18 04:25:08 PM
#2157   FINRA deleted symbol: HIRD Renee 01/02/18 04:24:57 PM
#2156   FINRA issues new Investors Bulletin: 1manband 01/01/18 11:53:29 PM
#2155   Thanks alot! Anty_Jr 12/30/17 10:18:04 PM
#2154   I wasn't comparing them with blue chips. janice shell 12/30/17 04:05:56 PM
#2153   99.9% of penny stocks are P&D get in pennystockaholic 12/30/17 04:01:05 PM
#2152   That's another story. There're some delinquent filers janice shell 12/30/17 03:57:54 PM
#2151   It's a long process for these suspensions to pennystockaholic 12/30/17 03:54:35 PM
#2150   Second the first step is to de-register the janice shell 12/30/17 03:39:10 PM
#2149   First it take years to suspend a stock. pennystockaholic 12/30/17 01:51:17 PM
#2148   Exactly KelliBlue 12/30/17 12:32:12 PM
#2147   Never. waterchaser 12/30/17 12:30:56 PM
#2146   When have they ever done that? KelliBlue 12/30/17 12:04:56 PM
#2145   The sec usually waits until all the investors pennystockaholic 12/30/17 12:20:04 AM
#2144   You are amazing. Thank you. waterchaser 12/29/17 09:50:01 PM
#2143   Complete list of SEC suspended stocks from January Renee 12/29/17 09:45:41 PM
#2142   ABKI, CKMY, DRGN, WSGP: SEC Suspension for delinquent Renee 12/29/17 09:36:42 AM
#2141   ANNO, SOYL, WEST, CRIM: SEC Suspension for delinquent Renee 12/28/17 09:40:19 AM
#2140   GDSI SEC ADMIN Proceeding for delinquent Financials (no Renee 12/27/17 09:42:20 AM
#2139   FINRA deleted symbol: OYCO Renee 12/26/17 05:05:22 PM
#2138   FINRA deleted symbol: JIDG Renee 12/26/17 04:58:54 PM
#2137   Revoked: SNREQ: Renee 12/20/17 05:54:25 PM
#2136   Yes, it will be. But I don't janice shell 12/20/17 02:55:35 PM
#2135   That's going to be a mess for all shareholders. JohnCM 12/20/17 03:04:21 AM
#2134   Yes. They all go to the Greys. janice shell 12/19/17 10:53:55 PM
#2133   I assume CRCW will be treated the same JohnCM 12/19/17 10:15:40 PM
#2132   CRCW SEC Suspension: Renee 12/19/17 09:35:00 AM
#2131   FINRA deleted symbol: TCHL: Renee 12/19/17 08:46:25 AM
#2130   FINRA deleted symbol: CHML: Renee 12/18/17 04:50:14 PM
#2129   FINRA deleted symbol: Renee 12/11/17 04:06:19 PM
#2128   http://psinvestor.com/otc-markets-group-establishes-a-stock-promotion-policy/ JohnCM 12/09/17 12:11:22 AM
#2127   FTCY SEC Suspension: Renee 12/08/17 09:33:45 AM
#2126   Revoked: OXDG: Renee 12/06/17 09:32:34 AM
#2125   CMND SEC Suspension: Renee 12/04/17 09:35:39 AM
#2124   ATLT SEC Suspension: Renee 12/04/17 09:33:46 AM
#2123   FINRA deleted symbol: ROGP: Renee 12/01/17 04:39:41 PM
#2122   FINRA deleted symbol: WLKF: Renee 12/01/17 04:38:50 PM
#2121   Tyvm duelittle2 11/30/17 10:36:13 PM
#2120   Addendum to PTOP post: 8-K changing name from Renee 11/30/17 10:23:34 PM
#2119   PTOP de-registered from the SEC on April 6,2017 Renee 11/30/17 09:56:38 PM
#2118   What is the significance of this and the duelittle2 11/30/17 08:18:16 PM
#2117   FINRA deleted symbol: EAST: Renee 11/27/17 04:30:25 PM
#2116   FINRA deleted symbol: PNAR: Renee 11/22/17 04:31:55 PM
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