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SEC Suspensions & Revocations

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Moderator: Renee Assistants: scion, janice shell, flaflyersfan, Stock_Barber, VeronicaFox, TenKay
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Last Post: 1/19/2021 9:58:31 AM - Followers: 277 - Board type: Premium - Posts Today: 0

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.



Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




PostSubject
#3019  Sticky Note Complete list of SEC suspended stocks and SEC Renee 05/09/20 11:08:39 AM
#2836  Sticky Note The SEC Suspensions & Revocations board is intended Renee 10/01/19 07:34:10 AM
#2748  Sticky Note Potential investors in OTC stocks are encouraged to Renee 09/11/19 12:57:17 AM
#2156  Sticky Note FINRA issues new Investors Bulletin: 1manband 01/01/18 11:53:29 PM
#3271   VSYM SEC Suspension "because of questions that have Renee 01/19/21 09:58:31 AM
#3269   FINRA deleted symbol, MNHD. Awaiting SEC A.L.J. revocation Renee 01/15/21 06:44:54 PM
#3268   yep, stupid will be stupid 236T568 01/14/21 01:06:18 PM
#3267   Revoked registration: SPNI Renee 01/14/21 09:35:47 AM
#3266   Revoked registrations: UNDT, VCPS: Renee 01/14/21 09:34:01 AM
#3265   Indoooobitably, TenKay, TNKY has been snuffed out, revoked Renee 01/13/21 11:17:06 PM
#3264   Was I revoked? ;-) TenKay 01/13/21 07:10:48 PM
#3263   FINRA deleted symbol: ABEC Renee 01/13/21 06:40:19 PM
#3262   Revoked registration: NVIC Renee 01/13/21 09:34:46 AM
#3261   Revoked registrations: TNKY, TSMI: Renee 01/13/21 09:33:06 AM
#3260   For heaven's sake. The SEC has no janice shell 01/12/21 06:02:50 PM
#3259   I'll never understand why investors aren't given a warning harr449 01/12/21 12:07:02 PM
#3258   Revoked registration: CTXIF Renee 01/12/21 09:33:28 AM
#3257   Revoked registration: ATLT Renee 01/11/21 09:32:30 AM
#3256   Revoked registration: ECOP Renee 01/08/21 09:33:18 AM
#3255   Revoked registration: IDDR Renee 01/08/21 09:31:58 AM
#3254   FINRA deleted symbol: PREA Renee 01/07/21 04:41:09 PM
#3253   Revoked registration: TGLP Renee 01/07/21 09:42:11 AM
#3252   Revoked registration: BLKG Renee 01/07/21 09:40:25 AM
#3251   Revoked registration: VCSY Renee 01/06/21 09:32:53 AM
#3250   Revoked registration: CCRE Renee 01/05/21 09:36:32 AM
#3249   Yes, you'd think... janice shell 01/04/21 06:43:55 PM
#3248   ....but, but, but, minimally the company should demonstrate Renee 01/04/21 06:37:03 PM
#3247   FINRA will reinstate any ticker it deletes. Nearly janice shell 01/04/21 06:12:35 PM
#3246   That has to be a mistake.??? TenKay 01/04/21 10:35:22 AM
#3245   re ALMY reinstatement: the company hasn't made any Renee 01/04/21 09:06:51 AM
#3244   Lord help us all. What are they thinking? sunspotter 01/03/21 05:29:07 PM
#3243   FINRA reinstatement: ALMY Renee 12/31/20 05:22:50 PM
#3242   FINRA deleted symbol: SWNG Renee 12/31/20 05:21:49 PM
#3241   FINRA deleted symbol: ARSP Renee 12/31/20 05:06:31 PM
#3240   SIRR: "Sierra is a non-traded business development company Renee 12/30/20 07:19:04 PM
#3239   SIRR is no longer trading for OTC stocks DeafTrader2 12/30/20 11:46:25 AM
#3238   AMAZING-------------how many scam artist --failures there are ernie44 12/28/20 09:13:11 PM
#3237   FINRA deleted symbol, IORG, pending SEC A.L.J. revocation Renee 12/28/20 04:27:01 PM
#3235   FINRA deleted symbol: BRBI Renee 12/21/20 06:43:48 PM
#3234   Yes, ALL SEC Suspended stocks go to the Renee 12/17/20 06:27:37 PM
#3233   If they go too fast then they would creede 12/17/20 01:37:06 PM
#3232   Does that mean grey sheets for them? nycdream 12/17/20 12:00:59 PM
#3231   Revoked registration: SFEG Renee 12/17/20 09:38:38 AM
#3230   VCEX SEC Suspension "because questions have arisen relating Renee 12/17/20 09:36:28 AM
#3229   I'm disappointed every day there's no suspensions... okavango 12/16/20 09:14:16 PM
#3228   Revoked registration: GLDN Renee 12/10/20 09:32:42 AM
#3227   Revoked registration: BLCK Renee 12/09/20 09:50:18 AM
#3226   Revoked registrations: GLLK, NOVZ: Renee 12/09/20 09:34:53 AM
#3225   Revoked registration: WMAL Renee 12/08/20 09:41:56 AM
#3224   Revoked registrations: ADAC, GBOE: Renee 12/08/20 09:38:32 AM
#3223   Revoked registrations: DDXSQ, MSTG: Renee 12/08/20 09:36:48 AM
#3222   Revoked registration: LDHL Renee 12/08/20 09:34:06 AM
#3221   FINRA deleted symbol: AXMA Renee 12/07/20 06:06:48 PM
#3220   Revoked registration: WLGC Renee 11/25/20 09:37:23 AM
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