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FINRA reports fraud to the SEC for the

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Fandango911 Member Profile
 
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Fandango911   Wednesday, 05/29/13 12:31:14 AM
Re: None
Post # of 32901 
FINRA reports fraud to the SEC for the SEC to look into further. FINRA itself is powerless to enforce any kind of retribution on fraudsters. They refer their findings to the SEC for follow up. If you are unclear on that, call their 800 and ask. It's pretty widely known to most people I thought...

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