10/25 Daily List
OTCBB and Other-OTC System Changes - 10/25/2012 12:00:00 AM
OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS
Updated Symbol Company Name Effective Date OATS
Reportable
Flag Unit of
Trade Comments
13:13 BBTXL BB&T Corporation Depositary Shares Representing 1/1000th Interest Series F Perpetual Preferred 10/26/2012 Y 100 **
13:13 JPEX Jasper Explorations Inc. Com 10/26/2012 Y 100 From NBB (JPEX)
13:13 RBAZ Republic Bank AZ Common Stock 10/26/2012 Y 100 **
13:13 RFAAL Regions Financial Corporation Depositary Shares Representing 1/40th Perpetual Preferred Series A 10/26/2012 Y 100 **
13:13 SATCQ SatCon Technology Corporation Common Stock 10/26/2012 Y 100 From S (SATC)
13:13 SSTL SSTL Inc Common Stock 10/26/2012 Y 100 **
13:13 XREG XR Energy Inc Common Stock 10/26/2012 Y 100 **
SECURITY DELETIONS
Updated Symbol Company Name Effective Date Unit of
Trade Comments
08:43 DKIN Drucker, Inc. Common Stock 10/25/2012 100 12(j) Registration Revoked by SEC
08:43 DYMTF Dynamotive Energy Systems Corporation Ordinary Shares (Canada) 10/25/2012 100 12(j) Registration Revoked by SEC
13:13 JPEX Jasper Explorations Inc. Com 10/26/2012 100 Added to OTCBB **
13:13 SVKCF Svenska Cellulosa AB SCA Shs A FRIA 10/26/2012 100 Inactive Issue
13:13 XLRT Xplore Technologies Corp. Common Stock 10/26/2012 100 Listed on NCM (XPLR); Contingent upon offering
SYMBOL CHANGES
Updated Date Old Symbol New Symbol Name Comment
08:43 10/26/2012 VAERD VAERF Anthem Resources, Inc. Ordinary Shares (Canada) **
NAME/SYMBOL CHANGES
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:13 9/28/2012 VAERF Virginia Energy Resources Inc. Ordinary Shares (Canada) VAERD Anthem Resources, Inc. Ordinary Shares (Canada) Comment revised. See daily list of 9/27/2012. Pursuant to plan of arrangement, each issued VAE Share was exchanged for: (a) one-third (1/3) of one AYN common share; and (b) one-tenth (1/10) of one VUL share. Refer to the TSX Venture Exchange for additional information **
13:13 10/26/2012 DYAP Dynamic Applications Corp. Common Stock DYAPD Dynamic Applications Corp. NEW Common Stock 1-100 R/S **
08:43 10/26/2012 GROVD GroveWare Technologies Ltd. (NEW) Common GROV GroveWare Technologies Ltd. Common **
08:43 10/26/2012 ILPMY Irish Life & Permanent Group Holdings Sponsored ADR (Ireland) ILPMD Permanent TSB Group Holdings plc Sponsored ADR (Ireland) 1-100 R/S Concurrent with a Ratio Change. DR holders are required on a mandatory basis to surrender their DRs for cancellation and exchange one-hundred (100) Irish Life & Permanent Group Holdings plc DRs for one (1) Permanent TSB Group Holdings plc. Only whole DRs will be distributed. The ratio will change from 1DS representing 1 Common Share to 1DS representing 100 Common Shares.
Portal System Changes 10/25/2012 12:00:00 AM
NAME/SYMBOL CHANGES
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:13 10/26/2012 MSVTY Mosel Vitelic Inc Sponsored 144A GDR (Taiwan) MSVTD Mosel Vitelic Inc New Sponsored 144A GDR (Taiwan) 0.5504-1 R/S. DR holders are required on a mandatory basis to surrender their DRs for cancellation and exchange one (1) Old DR for 0.5504 New DRs. Cancellation fee of $0.05 per DR surrendered. Ratio will remains the same.
13:13 10/26/2012 NTRZ NutraCea Common Stock RIBT RiceBran Technologies Common Stock **
Private Placement Security Changes 10/25/2012 12:00:00 AM
There are no entries for Private Placement Security issues.
Notes
The 12j revocations on the Daily List of 10/23 in symbols FRLE, GAMT, GLMA were not valid. The symbols remain active.
All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
** indicates NSCC Eligible Security (National Securities Clearing Corporation)
Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
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