10/5 Daily List
OTCBB and Other-OTC System Changes - 10/5/2012 12:00:00 AM
OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS
Updated Symbol Company Name Effective Date OATS
Reportable
Flag Unit of
Trade Comments
09:27 ABIX Abatix Corp. Common Stock 10/5/2012 Y 100 + Refer to 10/04 Daily List. Issue reinstated. Effective date of 1-40,000 R/S cashing out fraction shares will be updated 10/05/12 Daily List **
13:00 CHDVF China Developement Bank Intl Invt Ltd. Shs (Cayman Island) 10/8/2012 Y 100 **
13:00 EPRTP Entertainment Properties Trust Pfd Ser F 10/8/2012 Y 100 **
13:00 IMIMY I M A Industria Macchine Automatiche S P A Unsponsored ADR (Italy) 10/8/2012 Y 100 **
13:00 OLCB Ohio Legacy Corporation Common Stock 10/8/2012 Y 100 From SCM (OLCB)
13:00 PNSN Penson Worldwide, Inc. Common Stock 10/8/2012 Y 100 From Q (PNSN)**
SECURITY DELETIONS
Updated Symbol Company Name Effective Date Unit of
Trade Comments
08:23 VKNG Viking Systems, Inc. Common Stock 10/5/2012 100 Viking Systems, Inc. merged into Arrow Merger Corporation. Shareholders receive $0.27 per share of VKNG. Deletion time 7:55:56 **
13:00 ABIX Abatix Corp. Common Stock 10/8/2012 100 1-40,000 R/S; Holders of fractional shares resulting from the R/S shall be paid consideration of $14.75 per share based on the number of shares of common stock held immediately prior to the effective date of the R/S **
13:00 CBLAL CBL & Associates Properties, Inc. Depositary Shs Repstg 1/10 6.625% Ser E Cum Redeemable (Pfd Stk) 10/8/2012 100 Listed on NYSE (CBL$E)
13:00 CNCIF Chanco International Group Limited Ordinary Shares (Cayman Islands) 10/8/2012 100 Inactive Issue **
13:00 CNUN Community Bancshares, Inc. (OH) Common Stock 10/8/2012 100 Inactive Issue **
13:00 DBATF DBA Telecommunication Asia Holdings Ltd. Ordinay Shares (Cayman Islands) 10/8/2012 100 Inactive Issue **
13:00 EOLPF Enegi Oil Plc, Manchester Ordinary shares (United Kingdom) 10/8/2012 100 Inactive Issue **
13:00 MEIVF MEIDENSHA CORPORATION Ordinary Shares (Japan) 10/8/2012 100 Inactive Issue **
13:00 NSNHF Nissan Shatai Company, Ltd. Ordinary Shares (Japan) 10/8/2012 100 Inactive Issue
13:00 RSTAF Rib Software AG Namen - AKT (Germany Federal Republic) 10/8/2012 100 Inactive Issue **
13:00 SELOF Seloger.Com, Paris Ordinary shares (France) 10/8/2012 100 Inactive Issue **
13:00 SNJOF Sanjo Machine Works LTD Ordinary Shares (Japan) 10/8/2012 100 Inactive Issue **
13:00 THAHF Thoresen Thai Agencies Public Co Ltd Units Non-Voting Depository Receipt (Thailand) 10/8/2012 100 Inactive Issue **
13:00 XXBBP Boston Capital Tax Cr Fd Limited Partnership 02 Series 10 10/8/2012 1 Inactive Issue **
SYMBOL CHANGES
Updated Date Old Symbol New Symbol Name Comment
16:11 10/8/2012 EZJRE EZJR EZJR Inc. COMMON STOCK Compliant **
13:00 10/8/2012 HLTD SOLS Sollensys Corp. Common Stock **
13:00 10/8/2012 PINSE PINS Pinacle Enterprise Inc Common Stock **
13:00 10/8/2012 SNPKE SNPK Sunpeaks Ventures, Inc. Common Compliant **
NAME/SYMBOL CHANGES
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:00 10/8/2012 EREM ERE Management Inc. Common Stock GGBL Guar Global Ltd. Common Stock **
13:00 10/8/2012 GSTVD Global Stevia Corp NEW Common Stock GSTV Global Stevia Corp Common Stock **
16:11 10/8/2012 SPYKF Swedish Automobile N V Ordinary Shares (Netherlands) SPYKF Spyker NV Ordinary Shares (Netherlands) **
16:11 10/8/2012 TLGND Totally Green, Inc. NEW Common Stock TLGN Totally Green, Inc. Common Stock **
13:16 10/9/2012 CEXIQ CDEX Inc. Class A Common Stock CEXID CDEX Inc. Class A New Common Stock Bankruptcy Plan Effective. Pursuant to the Plan, 1-10 R/S, shares will be consolidated on a one(1) new for ten(10) old basis. **
13:00 10/9/2012 LPTN Lpath, Inc. Common Stock LPTND Lpath, Inc. NEW Common Stock 1-7 R/S **
Portal System Changes 10/5/2012 12:00:00 AM
There are no entries for Portal issues.
Private Placement Security Changes 10/5/2012 12:00:00 AM
There are no entries for Private Placement Security issues.
All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
** indicates NSCC Eligible Security (National Securities Clearing Corporation)
Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
©2007 FINRA. All rights reserved. | Legal Notices and Privacy Policy