9/21 Daily List
OTCBB Daily List
Other-OTC / Portal / PPS Daily List
OTCBB, Other-OTC and Portal Daily List
SECURITY ADDITIONS
Updated Symbol Company Name Effective Date OATS
Reportable
Flag Unit of
Trade Comments
07:55 UGDM Universal Gold Mining Corp. Common Stock 9/20/2012 Y 100 From BB (UGDM)
13:23 CVVT China Valves Technology, Inc. Common Stock 9/21/2012 Y 100 From Q (CVVT)**
13:23 ELGWF Elgin Mining Inc. Warrants Expiring 05/01/2014 (Canada) 9/21/2012 Y 100
13:23 NEXNY Nexans Unsponsored ADR (France) 9/21/2012 Y 100
13:23 OJSCY OJSC OC Rosneft Sponsored GDR Reg S (Russia) 9/21/2012 Y 100
13:23 RATHF Rathdowney Resources Ltd Common Shares (Canada) 9/21/2012 Y 100
SECURITY DELETIONS
Updated Symbol Company Name Effective Date Unit of
Trade Comments
07:55 UGDM Universal Gold Mining Corp. Common Stock 9/20/2012 100 Ineligible for quotation on OTCBB due to quoting inactivity under SEC Rule 15c2-11
13:23 BKYKL Bank Of New York Mellon Corporation (The) Dep Shs Repstg 1/4000th Perp Pfd Ser C 9/21/2012 100 Listed on NYSE (BK$C)
13:23 NCCIB NACCO Industries Inc Class B Common Stock 9/21/2012 100 Inactive Issue **
13:23 PSAOL Public Storage Dep Shs Repstg 1/1000th Pfd Sh Ben Int Ser V 9/21/2012 100 Listed on NYSE (PSA$V)
13:23 PXTPY Portx Operacoes Portuarias SA Sponsored Global Depository Receipt (Brazil) 9/21/2012 100 ADR Program Terminated (1.269632/ADR) **
OATS REPORTABLE FLAG CHANGES
Updated Symbol Company Name Effective Date OATS
Reportable
Flag Unit of
Trade Comments
13:23 PTDV Plantation Development Corp. Common 9/20/2012 Y 100
REGULATORY TRANSACTION FEE FLAG CHANGES
Updated Symbol Company Name Old Reg
Fee Flag Effective Date New Reg
Fee Flag Comments
13:23 PTDV Plantation Development Corp. Common N 9/20/2012 Y
SYMBOL CHANGES
Updated Date Old Symbol New Symbol Name Comment
13:23 9/21/2012 ASCO TATD Tatyana Designs, Inc. Common Stock **
13:23 9/21/2012 HMDI AMIH American International Holdings Corp. Common Stock **
13:23 9/21/2012 SLHVD SLHVF Stealth Ventures, Inc. Ordinary Shares (Canada) **
13:23 9/24/2012 ADXS ADXSE Advaxis, Inc. Common Stock Delinquent **
13:23 9/24/2012 CAML CAMLE Camelot Corp (NV) Common Stock Delinquent **
13:23 9/24/2012 DUCP DUCPE Daulton Capital Corp. NEW Common Stock Delinquent **
13:23 9/24/2012 NTRR NTRRE Neutra Corporation Common Stock Delinquent **
13:23 9/24/2012 PINS PINSE Pinacle Enterprise Inc Common Stock Delinquent **
13:23 9/24/2012 RVPL RVPLE RVPLUS, Inc. Common Delinquent **
NAME/SYMBOL CHANGES
Updated Date Old Symbol Old Name New Symbol New Name Comment
13:23 9/21/2012 HLTDD Sollensys Corp. NEW Common Stock HLTD Sollensys Corp. Common Stock **
Portal System Changes 9/20/2012 12:00:00 AM
There are no entries for Portal issues.
Private Placement Security Changes 9/20/2012 12:00:00 AM
There are no entries for Private Placement Security issues.
All Security Symbols appended with an "E" will be ineligible for quotation and subject to removal from the OTCBB in 30 calendar days (60 days if denoted with a plus sign "+") if FINRA does not receive information indicating that the company is current in its public reporting obligations pursuant to Rule 6530.
** indicates NSCC Eligible Security (National Securities Clearing Corporation)
Questions concerning OTCBB and Other-OTC changes should be directed to: FINRA Market Operations at (866)-776-0800
Questions concerning Portal System Changes should be directed to: Nasdaq OMX Corporate Data Operations at 203.375.9609.
©2007 FINRA. All rights reserved. | Legal Notices and Privacy Policy