Largest Shareholders in BPMX
The following table shows the largest shareholders in BIOPHARMX CORP COM (BPMX) for the quarter ended September 30, 2017, listed by holding size. The list represents up to 50 of the largest holders in the company.
Note: Unless otherwise mentioned the reporting date is 09/30/2017
Institution Shares Shares % Last
Held Changed Held Report
Baker Bros. Advisors LP 598,758 221,463 0.752 06/30
KCG Americas LLC 503,418 395,424 0.632 06/30
Geode Capital Management LLC 323,967 306,693 0.407 06/30
Northern Trust Investments In 92,518 0 0.116 06/30
First Wilshire Securities Mana 58,027 30,000 0.073 06/30
LPL Financial LLC 40,000 0 0.050 09/30
Moors & Cabot Inc. (Investmen 40,000 27,000 0.050 06/30
Vanguard Fiduciary Trust Co. 30,400 0 0.038 06/30
Oppenheimer & Co. Inc. (Wealt 28,000 28,000 0.035 06/30
BNY Mellon Capital Markets LLC 27,495 17,355 0.035 06/30
Guggenheim Funds Investment Ad 22,718 0 0.029 06/30
Securities America Advisors I 22,100 11,100 0.028 06/30
Citadel Advisors LLC 19,447 (10,628) 0.024 06/30
Two Sigma Securities LLC 11,385 11,385 0.014 06/30
Commerce Bank (Investment Mana 10,000 10,000 0.013 06/30
UBS Securities LLC 5,064 5,064 0.006 06/30
BlackRock Fund Advisors 3,675 508 0.005 06/30
Citigroup Global Markets Inc. 1,000 1,000 0.001 06/30
Morgan Stanley Smith Barney LL 100 0 0.000 06/30
DAFNA Capital Management LLC 0 (115,000) 0.000 06/30
RTW Investments LLC 0 (1,283,951) 0.000 06/30
Sio Capital Management LLC 0 (313,717) 0.000 06/30
