$RCKE: Looks like only 18Million shares
Item 4. Ownership.
(a) Amount Beneficially Owned: 18,865,520 shares (the “Shares”) of Common Stock. Issuer and Maximilian Investors, LLC are
also parties to a Put Option Agreement that provides the following: (i) through December 31, 2012, Maximilian Investors,
LLC may cause Issuer to purchase up to 50% of the Shares for a cash purchase price equal to $0.20 per share, and (ii) from
January 1, 2013 through December 31, 2013, Maximilian Investors, LLC may cause Issuer to again purchase up to 50% of the
Shares for the same $.20 per share cash price. Until the expiration or exercise of the second put option, Maximilian Investors,
LLC has anti-dilution rights to maintain its 9.9% stock ownership position in Issuer.
(b) Percent of class: 9.9%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 18,865,520
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 18,865,520
