Threshold Triggered

[fourkids_9pets]

4.12.17 .. Threshold

Trade Date Download Link File Creation Timestamp
Wednesday, April 12, 2017
Download
4/12/2017 11:00:19 PM
Threshold Security List

 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
 AIA	ISHARES S&P ASIA 50 ETF	        G	Y	N 
 ASPS	ALTISOURCE PORTFOLIO SOLUTIONS	Q	Y	N 
 CBIO	CATALYST BIOSCIENCES INC COM N	S	Y	N 
 CNCR	ETF SER SOLUTIONS LONCAR CANCE	G	Y	N 
 COOL	POLARITYTE INC COM (DE)	        S	Y	N 
 CTSO	CYTOSORBENTS CORP COM STK (NV)	S	Y	N 
 DCIX	DIANA CONTAINERSHIPS INC SHS N	Q	Y	N 
 DFNL	DAVIS FUNDAMENTAL ETF TR SELE	G	Y	N 
 DSLV	VELOCITYSHS 3X INVERSE SILVER	G	Y	N 
 DUSA	DAVIS FUNDAMENTAL ETF TR SELE	G	Y	N 
 FDT	FIRST TRUST DEVELOPED MARKETS	G	Y	N 
 FMB	FIRST TR EXCHANGE-TRADED FD II	G	Y	N 
 FTXO	FIRST TR ETF VI NASDAQ BK ETF	G	Y	N 
 IDXG	INTERPACE DIAGNOSTICS GROUP IN	S	Y	N 
 LMRKP	LANDMARK INFRASTRUCTURE PARTNE	G	Y	N 
 RDVY	FIRST TRUST RISING DIVIDEND AC	G	Y	N 
 RFDI	FIRST TRUST ETF III RIVERFRONT	G	Y	N 
 SRET	GLOBAL X FDS SUPERDIVIDEND REI	G	Y	N 
 SSH	SUNSHINE HEART INC COMMON STO	S	Y	N 
 TNXP	TONIX PHARMACEUTICALS HLDG COR	G	Y	N 
 TOPS	TOP SHIPS INC COM STK NEW 2016	S	Y	N

OTC Threshold Securities as of Apr 12, 2017 Threshold Issue Data Information
Issue

04/12/2017 AMFE Amfil Technologies Inc. Common Stock Other OTC Y N
04/12/2017 JALA Be Active Holdings, Inc. Common Stock Other OTC Y N
04/12/2017 BLTO Bingo Nation, Inc. Common Stock Other OTC N Y
04/12/2017 CABGY Carlsberg AS Sponsored ADR Representing Class B Shares (Denmark) Other OTC N Y
04/12/2017 ENDV Endonovo Therapeutics, Inc. Common Stock Other OTC Y N
04/12/2017 GIGL Giggles N' Hugs Inc. Common Stock Other OTC Y N
04/12/2017 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
04/12/2017 JSAIY J Sainsbury Plc Sponsored ADR NEW (UK) Other OTC N Y
04/12/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y
04/12/2017 MSLOY Mitsui Osk Lines Ltd Unsponsored ADR (Japan) Other OTC N Y
04/12/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
04/12/2017 NECA New America Energy Corp. Common Stock Other OTC Y N
04/12/2017 NCMGY Newcrest Mining Ltd Sponsored American Depositary Shares Other OTC N Y
04/12/2017 OSIR OSIRIS THERAPEUTICS INC NEW Common Stock Other OTC N Y
04/12/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
04/12/2017 LUKOY PJSC Lukoil American Depositary Receipts - Sponsored Other OTC N Y
04/12/2017 PPCLY PPC Limited American Depositary Receipts - Sponsored Other OTC N Y
04/12/2017 PRDSY Prada Spa Unsponsored ADR (Italy) Other OTC N Y
04/12/2017 SLSDF Select Sands Corp. Common Shares Other OTC N Y
04/12/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y
04/12/2017 SHZNY Shenzhen Express Co Ltd H Shs Unsponsored ADR (China) Other OTC N Y
04/12/2017 SMGZY Smiths Group Plc Sponsored ADR (UK) Other OTC N Y
04/12/2017 TOELY Tokyo Electron Ltd Unsponsored ADR (Japan) Other OTC N Y
04/12/2017 TOSYY Toshiba Corp Unsponsored ADR (Japan) Other OTC N Y