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Re: LordHLP post# 40352

Sunday, 03/26/2017 4:56:26 AM

Sunday, March 26, 2017 4:56:26 AM

Post# of 42929
It’s a mystery why an order hasn’t been entered against Manzo similar to the ones against Barton and Goode which bans them from trading and associating with anyone in the trading industry.

Accordingly, it is hereby ORDERED pursuant to Section 17A(c)(4)(C) of the Exchange Act that Respondent Barton be, and hereby is barred from association with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization.


Accordingly, it is hereby ORDERED pursuant to Section 17A(c)(4)(C) of the Exchange Act that Respondent Goode be, and hereby is barred from association with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization.