Threshold Triggered

[fourkids_9pets]

3.20.17 .. Threshold

Trade Date Download Link File Creation Timestamp
Monday, March 20, 2017
Download
3/20/2017 11:00:19 PM
Threshold Security List

 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
 ASPS	ALTISOURCE PORTFOLIO SOLUTIONS	Q	Y	N 
 BIOC	BIOCEPT INC COM NEW	        S	Y	N 
 BOTZ	GLOBAL X FDSROBOTICS & ARTIFIC	G	Y	N 
 CFA	VICTORY PORTFOLIOS II SHS US 5	G	Y	N 
 CIZ	VICTORY PORTFOLIOS II SHS DEV	G	Y	N 
 CLSN	CELSION CORP NEW	        S	Y	N 
 CSB	VICTORY PORTF II SHS US SMALL	G	Y	N 
 DFNL	DAVIS FUNDAMENTAL ETF TR SELE	G	Y	N 
 DGRE	WISDOMTREE TR EMERGING MKTS QU	G	Y	N 
 DRAM	DATARAM CORP COM PAR $ NEW 201	S	Y	N 
 DUSA	DAVIS FUNDAMENTAL ETF TR SELE	G	Y	N 
 DWLD	DAVIS FUNDAMENTAL ETF TR SELE	G	Y	N 
 ETRM	ENTEROMEDICS INC COM PAR $.01	S	Y	N 
 EYEG	EYEGATE PHARMACEUTICALS INC CO	S	Y	N 
 FALN	ISHARES TR FALLEN ANGELS USD B	G	Y	N 
 FGM	FIRST TRUST GERMANY ALPHADEX F	G	Y	N 
 FMB	FIRST TR EXCHANGE-TRADED FD II	G	Y	N 
 FNCX	FUNCTIONX INC NEW COM PAR$.001	S	Y	N 
 FTXO	FIRST TR ETF VI NASDAQ BK ETF	G	Y	N 
 INVT	INVENTERGY GLOBAL INC NEW COM	S	Y	N 
 JAGX	JAGUAR ANIMAL HEALTH INC COM	S	Y	N 
 LPTH	LIGHTPATH TECHNOLOGIES INC	S	Y	N 
 LVHD	LEGG MASON ETF INVT TR LOW VOL	G	Y	N 
 MYOS	MYOS RENS TECHNOLOGY INC COM S	S	Y	N 
 PTX	PERNIX THERAPEUTICS HOLDINGS I	G	Y	N 
 RDVY	FIRST TRUST RISING DIVIDEND AC	G	Y	N 
 RNVA	RENNOVA HEALTH INC NEW COM (DE	S	Y	N 
 SINO	SINO-GLOBAL SHIPPING AMERICA.L	S	Y	N 
 SKLN	SKYLINE MEDICAL INC. COM PAR $	S	Y	N 
 SOCL	GLOBAL X SOCIAL MEDIA INDEX	G	Y	N 
 TOPS	TOP SHIPS INC COM STK NEW 2016	S	Y	N 
 URRE	URANIUM RES INC COM STK (DE)	S	Y	N

OTC Threshold Securities as of Mar 20, 2017 Threshold Issue Data Information
Issue


03/20/2017 TGOPY 3i Group Plc Unsponsored ADR (UK) Other OTC N Y
03/20/2017 ABWN Airborne Wireless Network Common Stock Other OTC N Y
03/20/2017 BWLLY BW Lpg Ltd. American Depositary Receipt (Unsponsored)(Bermuda) Other OTC N Y
03/20/2017 BKHYY Bank Hapoalim BM Sponsored ADR (Israel) Other OTC N Y
03/20/2017 CTTAY Contl Ag Ord American Depositary Shares Other OTC N Y
03/20/2017 EMMD Emedia Group Inc Common Stock Other OTC N Y
03/20/2017 ENDV Endonovo Therapeutics, Inc. Common Stock Other OTC Y N
03/20/2017 GIGL Giggles N' Hugs Inc. Common Stock Other OTC Y N
03/20/2017 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
03/20/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y
03/20/2017 MGTI MGT CAP INVTS INC Common Stock Other OTC N Y
03/20/2017 NXXGF Nexus Gold Corp Ordinary Shares (Canada) Other OTC N Y
03/20/2017 NRBAY Nordea Bank AB Sponsored ADR (Sweden) Other OTC N Y
03/20/2017 OPXS Optex Systems Holdings, Inc. Common Stock Other OTC Y N
03/20/2017 BTUUQ PEABODY ENERGY CORP Common Stock Other OTC N Y
03/20/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
03/20/2017 PTOTF Patriot One Technologies Inc. Ordinary Shares (Canada) Other OTC N Y
03/20/2017 RJETQ Republic Airways Holdings Inc Common Stock Other OTC N Y
03/20/2017 RYCEY Rolls Royce Holdings plc Sponsored American Depositary Shares Other OTC N Y
03/20/2017 SBRCY Sberbank Russia Sponsored American Depository Receipt (Russia) Other OTC N Y
03/20/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y
03/20/2017 TKTDY Takata Corp, Tokyo Unsponsored ADR (Japan) Other OTC N Y
03/20/2017 TKGBY Turkiye Garanti Bankasi A S American Depositary Shares Other OTC N Y
03/20/2017 VDMCY Vodacom Group Ltd. Sponsored ADR Other OTC N Y
03/20/2017 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y