Court Rulings 2/2/17
FINAL JUDGMENT AS TO DEFENDANT KENNETH MANZO - IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement of $33,000.00, representing profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $2,765.85 and a civil penalty in the amount of $60,000.00 pursuant to Section 21(d)(3) of the Exchange Act. Defendant shall satisfy this obligation by paying $95,765.85 to the Securities and Exchange Commission within 14 days after entry of this Final Judgment. FOR FURTHER INFORMATION SEE ORDER. SO Ordered by Judge Sandra J. Feuerstein on 2/2/2017. (Tirado, Chelsea)
FINAL JUDGMENT AS TO DEFENDANT WILLIAM G. GOODE - IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement of $2,024,862.00, representing profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $247,598.25, and a civil penalty in the amount of $1,500,000.00 pursuant to Section 20(d)(1) of the Securities Act. Defendant shall satisfy this obligation by paying $3,772,460.25 to the Securities and Exchange Commission within 14 days after entry of this Final Judgment. FOR FURTHER INFORMATION SEE ORDER. SO Ordered by Judge Sandra J. Feuerstein on 2/2/2017. (Tirado, Chelsea)
FINAL JUDGMENT AS TO DEFENDANT MATTHEW CHARLES BRIGGS - IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement of $30,000.00, representing profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $2,194.51, and a civil penalty in the amount of $30,000.00 pursuant to Section 21(d)(3) of the Exchange Act. Defendant shall satisfy this obligation by paying $62,194.51 to the Securities and Exchange Commission pursuant to the terms of the payment schedule... FOR MORE INFORMATION SEE ORDER. SO Ordered by Judge Sandra J. Feuerstein on 2/2/2017. (Tirado, Chelsea)
FINAL JUDGMENT AS TO DEFENDANT RAYMOND H. BARTON - IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement of $2,620,595.00, representing profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $320,443.92, and a civil penalty in the amount of $2,000,000 pursuant to Section 21(d)(3) of the Exchange Act. Defendant shall satisfy this obligation by paying $4,941,038.92 to the Securities and Exchange Commission within 14 days after entry of this Final Judgment. SEE ORDER FOR FURTHER INFORMATION. SO Ordered by Judge Sandra J. Feuerstein on 2/2/2017. (Tirado, Chelsea)
SUMMONS Returned Executed by Securities and Exchange Commission. Justin Sindelman served on 1/31/2017, answer due 2/21/2017. (Kaufman, Jack)
