Threshold Triggered

[fourkids_9pets]

2.6.17 .. Threshold

Trade Date Download Link File Creation Timestamp
Monday, February 06, 2017
Download
2/6/2017 11:00:20 PM
Threshold Security List

 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
 AIRR	FIRST TR VI RBA AMERN INDL REN	G	Y	N 
 BOTZ	GLOBAL X FDSROBOTICS & ARTIFIC	G	Y	N 
 BSPM	BIOSTAR PHARMACEUTICALS INC CO	S	Y	N 
 CFA	VICTORY PORTFOLIOS II SHS US 5	G	Y	N 
 CIBR	FIRST TR FD II NASDAQ CYBERSEC	G	Y	N 
 DRAM	DATARAM CORP COM PAR $ NEW 201	S	Y	N 
 DWAC	ELKHORN ETF TR COMMODITY ROTAT	G	Y	N 
 ENZL	ISHARES TR MSCI NEW ZEALAND CA	G	Y	N 
 EVGBC	EATON VANCE NEXTSHARES TR GLOB	G	Y	N 
 FAD	FIRST TR MULTI CAP GROWTH ALPH	G	Y	N 
 FCAN	FIRST TRUST CANADA ALPHADEX FU	G	Y	N 
 FDIV	FIRST TRUST STRATEGIC INCOME	G	Y	N 
 FDT	FIRST TRUST DEVELOPED MARKETS	G	Y	N 
 FEM	FIRST TRUST EMERGING MARKETS A	G	Y	N 
 FGM	FIRST TRUST GERMANY ALPHADEX F	G	Y	N 
 FLN	FIRST TRUST LATIN AMERICA ALPH	G	Y	N 
 FNCX	FUNCTIONX INC NEW COM PAR$.001	S	Y	N 
 FNK	FIRST TRUST MID CAP VALUE ALPH	G	Y	N 
 FTCS	FIRST TRUST CAPITAL STRENGTH E	G	Y	N 
 FTXO	FIRST TR ETF VI NASDAQ BK ETF	G	Y	N 
 GEVO	GEVO INC COM PAR $.01	        S	Y	N 
 GLBS	GLOBUS MARITIME LIMITED SHS NE	S	Y	N 
 GNVC	GENVEC INC COM STK (DE)	        S	Y	N 
 INVT	INVENTERGY GLOBAL INC NEW COM	S	Y	N 
 NAKD	NAKED BRAND GROUP INC COM NEW	S	Y	N 
 PIZ	POWERSHARES DWA DEV MKTS MOMEN	G	Y	N 
 PYZ	POWERSHARES DWA BASIC MATEIALS	G	Y	N 
 RDVY	FIRST TRUST RISING DIVIDEND AC	G	Y	N 
 RGSE	REAL GOODS SOLAR INC CL A NEW	S	Y	N 
 ROBO	ROBO GLOBAL ROBOTICS AND AUTOM	G	Y	N 
 SKLN	SKYLINE MEDICAL INC. COM PAR $	S	Y	N 
 SNSR	GLOBAL X FDSINTERNET OF THINGS	G	Y	N 
 SOCL	GLOBAL X SOCIAL MEDIA INDEX	G	Y	N 
 URRE	URANIUM RES INC COM STK (DE)	S	Y	N 
 VIIX	CREDIT SUISSE NASSAU BRH VS VI	G	Y	N 
 VTWO	VANGUARD RUSSELL 2000 ETF	G	Y	N 
 XGTI	XG TECHNOLOGY INC COM PAR $.00	S	Y	N 
 ZBIO	PROSHARES TR ULTRAPRO SHORT NA	G	Y	N

OTC Threshold Securities as of Feb 6, 2017 Threshold Issue Data Information
Issue

02/06/2017 ACSAY ACS Actividades De Construccion Y Servicios SA Unsponsored ADR (Spain) Other OTC N Y
02/06/2017 AAGIY AIA Group, Ltd. Sponsored American Depository Receipt (Hong Kong) Other OTC N Y
02/06/2017 ALIOY Actelion Ltd Allschwil Unsponsored American Depository Receipt (Switzerland) Other OTC N Y
02/06/2017 AKBTY Akbank Turk Anonim Sirketi ADR (Turkey) Other OTC N Y
02/06/2017 APNHY Aspen Pharmacare Holdings plc Unsponsored ADR (South Africa) Other OTC N Y
02/06/2017 BBSEY BB Seguridade Participacoes SA Sponsored ADR (Brazil) Other OTC N Y
02/06/2017 BZQIY Bezeq The Israeli Telecommunication Corp Ltd Unsponsored ADR (Israel) Other OTC N Y
02/06/2017 CJJY C&J Energy Svcs Inc New Other OTC N Y
02/06/2017 CURM CUR Media, Inc. Common Stock Other OTC Y N
02/06/2017 BLOZF Cannabix Technologies Inc. Ordinary Shares (Canada) Other OTC N Y
02/06/2017 CRRFY Carrefour S A (F) Sponsored ADR (France) Other OTC N Y
02/06/2017 ENGIY ENGIE American Depositary Receipts - Sponsored Other OTC N Y
02/06/2017 ECIG Electronic Cigarettes International Group, LTD Common Stock Other OTC Y N
02/06/2017 ENLAY Enel Societa Per Azioni Unsponsored ADR (Italy) Other OTC N Y
02/06/2017 GVDNY Givaudan SA Unsponsored ADR (Switzerland) Other OTC N Y
02/06/2017 GBOOY Grupo Financiero Banorte, S.A.B. De C.V Sponsored ADR (Mexico) Other OTC N Y
02/06/2017 HNNMY Hennes & Mauritz AB Unsponsored ADR (Sweden) Other OTC N Y
02/06/2017 ICLD INTERCLOUD SYS INC Common Stock Other OTC N Y
02/06/2017 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
02/06/2017 JSAIY J Sainsbury Plc Sponsored ADR NEW (UK) Other OTC N Y
02/06/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y
02/06/2017 LNSTY LONDON STK EXCHANGE GROUP American Depositary Receipts - Unsponsored (United Kingdom) Other OTC N Y
02/06/2017 LEMIF Leading Edge Materials Corp. Common Shares Other OTC N Y
02/06/2017 LXRP Lexaria Bioscience Corp. Common Stock Other OTC Y N
02/06/2017 LIBE Liberated Energy, Inc. Common Stock Other OTC Y N
02/06/2017 MSRT Massroots, Inc. Common Stock Other OTC N Y
02/06/2017 NPKLY Nampak Ltd Sponsored ADR New (South Africa) Other OTC N Y
02/06/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
02/06/2017 OWCP OWC Pharmaceutical Research Corp. Common Stock Other OTC N Y
02/06/2017 BTUUQ PEABODY ENERGY CORP Common Stock Other OTC N Y
02/06/2017 LUKOY PJSC Lukoil American Depositary Receipts - Sponsored Other OTC N Y
02/06/2017 PTCO PetroGas Company Common Stock Other OTC N Y
02/06/2017 PBSFY ProSiebenSat.1 Media SE American Depositary Receipts - Unsponsored Other OTC N Y
02/06/2017 PSCR Proto Script Pharmaceutical Corp. Common Stock Other OTC Y N
02/06/2017 REPCF RepliCel Life Sciences Inc. Common Shares Other OTC Y N
02/06/2017 RMHB Rocky Mountain High Brands, Inc. Common Stock Other OTC N Y
02/06/2017 SGSOY SGS SA ADR (Switzerland) Other OTC N Y
02/06/2017 SLLDY Sanlam Ltd Sponsored ADR (South Africa) Other OTC N Y
02/06/2017 SBRCY Sberbank Russia Sponsored American Depository Receipt (Russia) Other OTC N Y
02/06/2017 SLSDF Select Sands Corp. Common Shares Other OTC N Y
02/06/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y
02/06/2017 SMFKY Smurfit Kappa Group Plc American Depositary Shares (Dublin) Other OTC N Y
02/06/2017 SCGLY Societe Generale France Sponsored ADR (France) Other OTC N Y
02/06/2017 SRGZ Star Gold Corp. Common Stock Other OTC Y N
02/06/2017 TKTDY Takata Corp, Tokyo Unsponsored ADR (Japan) Other OTC N Y
02/06/2017 TLSNY Telia Company AB American Depositary Receipts - Unsponsored Other OTC N Y
02/06/2017 VBIO Vitality Biopharma, Inc. Common Stock Other OTC N Y
02/06/2017 VDMCY Vodacom Group Ltd. Sponsored ADR Other OTC N Y
02/06/2017 WMMVY Wal-mart de Mexico S A B de C V Sponsored ADR representing Series V Shares (Mexico) Other OTC N Y
02/06/2017 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y