Ascent Solar Technologies Inc (ASTI)

[fredman]

The OS went from 214,934,518 on September 30, 2016 to over 1,416,652,500 OS January 20, 2017.

"Pursuant to the Agreement, the Company will issue approximately 333.33 million shares of Ascent Solar's restricted Common Stock in exchange for TFG canceling its Promissory Note of $600K (plus accrued interest of approximately $4,340) that was issued by the Company to TFG on December 6, 2016 (refer to 8-K filing on December 8, 2016). The new ownership by TFG represents approximately 24% of the outstanding shares of Common Stock of the Company on a post transaction basis."

Source: http://finance.yahoo.com/news/ascent-solar-ceo-increases-equity-110000566.html

In addition, Redwood Capital has convertible promissory notes, which are convertible into 2,814,361,937 shares of ASTI common.

"The Reporting Persons of Redwood Management, LLC, a Florida limited liability company (“Redwood”), Redwood Fund III Ltd, a limited partnership organized under the laws of the Cayman Islands (“Fund”), RDW Capital LLC, a Florida limited liability company (“RDW”), and BOU Trust, a trust organized under the laws of the State of New Jersey (“BOU,” and collectively with Redwood, Fund and RDW, the “Reporting Persons”), constitute a “group” which holds, in the aggregate, 105 shares of the Issuer’s Series E 7% Convertible Preferred Stock (the “Series E Shares”) which are convertible into 13,009,083 shares of the Issuer’s common stock, par value $0.0001 per share (the “Common Stock”), based on the current applicable conversion rate, 160 shares of the Issuer’s Series F 7% Convertible Preferred Stock (the “Series F Shares”) which are convertible into 152,380,952 shares of Common Stock, based on the current applicable conversion rate, and $2,701,787.46 in Convertible Promissory Notes issued by the Issuer (the “Notes”) which are convertible into 2,814,361,937 shares of Common Stock, based on the current applicable conversion rate. As the aforementioned conversion rates are variable, the exact number of shares of Common Stock which the Reporting Persons can acquire is inexact."

Source: https://www.sec.gov/Archives/edgar/data/1350102/000114420417003118/v457153_sc13ga.htm