Threshold Triggered

[fourkids_9pets]

9.8.16 .. Threshold

Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler 
  
 CDC|VICTORY PORTFOLIOS II CEMP US|G|Y|N| 
 COYN|COPSYNC INC|S|Y|N| 
 DGRS|WISDOMTREE TR US SMALL CAP QUA|G|Y|N| 
 DRYS|DRYSHIPS INC COM PAR$0.1 (MHL)|S|Y|N| 
 DWFI|SPDR SER TR DORSEY WRIGHT FIXE|G|Y|N| 
 FEM|FIRST TRUST EMERGING MARKETS A|G|Y|N| 
 FEMS|FIRST TRUST EMERGING MARKETS S|G|Y|N| 
 FNK|FIRST TRUST MID CAP VALUE ALPH|G|Y|N| 
 FVC|FIRST TR EXCHE-TRD FD VI DORSE|G|Y|N| 
 GLDI|CREDIT SUISSE X-LINKS GOLD SHS|G|Y|N| 
 HTBX|HEAT BIOLOGICS INC COM STK (DE|S|Y|N| 
 KONE|KINGTONE WIRELESSINFO SOLUTION|S|Y|N| 
 LPTN|LPATH INC COM PAR$|S|Y|N| 
 MBVX|MABVAX THERAPEUTICS HOLDINGS,|S|Y|N| 
 MCUR|MACROCURE LTD SHS (ISR)|G|Y|N| 
 MPCT|ISHARES TRUST MSCI GLOBAL IMPA|G|Y|N| 
 PMPT|ETFIS SER TR IISECTORS POST-MP|G|Y|N| 
 PSCC|POWERSHARES S&P SMALLCAP CONSU|G|Y|N| 
 SLVO|CREDIT SUISSE X-LINKS SILVER S|G|Y|N| 
 SOCL|GLOBAL X SOCIAL MEDIA INDEX|G|Y|N| 
 SOXX|ISHARES PHLX SEMICONDUCTOR ETF|G|Y|N| 
 SPU|SKYPEOPLE FRUIT JUICE INC COM|G|Y|N| 
 STEM|STEMCELLS, INC. COMMON STOCK|S|Y|N| 
 TOPS|TOP SHIPS INC COM STK NEW 2016|S|Y|N| 
 TQQQ|PROSHARES ULTRAPRO QQQ|G|Y|N| 
 TVIX|CREDIT SUISSE AG NASSAU BRH VE|G|Y|N| 
 VIGI|VANGUARD WHITEHALL FDS INTL DI|G|Y|N|

20160908230023


OTC Threshold Securities as of Sept 8, 2016 Threshold Issue Data Information
Issue


09/08/2016 AVTO Avantogen Oncology, Inc. Common Stock Other OTC Y N
09/08/2016 AXPW Axion Power International, Inc. Common Stock Other OTC Y N
09/08/2016 BZQIY Bezeq The Israeli Telecommunication Corp Ltd Unsponsored ADR (Israel) Other OTC N Y
09/08/2016 BRMSY Brmalls Participacoes S A Sponsored ADR (Brazil) Other OTC N Y
09/08/2016 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y
09/08/2016 CCLAY Coca Cola Amatil Limited Sponsored ADR Other OTC N Y
09/08/2016 DSDVY DSV A/S Unsponsored ADR (Denmark) Other OTC N Y
09/08/2016 DUFRY Dufry AG Unsponsored ADR (Switzerland) Other OTC N Y
09/08/2016 GBRRF Gabriel Resources Ltd Ordinary Shares Other OTC N Y
09/08/2016 GARWF Golden Arrow Res Corp Common Shares (Canada) Other OTC N Y
09/08/2016 HOWWY Hopewell Holdings Ltd American Depositary Shares Other OTC N Y
09/08/2016 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
09/08/2016 ISNPY Intesa Sanpaolo S.P.A. Sponsored ADR (Italy) Other OTC N Y
09/08/2016 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y
09/08/2016 NTEK NanoTech Entertainment, Inc. Common Stock Other OTC Y N
09/08/2016 PBSFY ProSiebenSat.1 Media SE American Depositary Receipts - Unsponsored Other OTC N Y
09/08/2016 SOUL Soul and Vibe Interactive Inc. Common Stock Other OTC Y N
09/08/2016 SWGAY Swatch Group Ag (The) Unsponsored ADR (Switzerland) Other OTC N Y
09/08/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y