Threshold Triggered

[fourkids_9pets]

9.6.16 .. Threshold

Trade Date Download Link File Creation Timestamp
Tuesday, September 06, 2016
Download
9/6/2016 11:00:22 PM
Threshold Security List

 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
  
 BIS	PROSHARES TR ULTRASHORT NASDAQ	G	Y	N 
 CDC	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 COMT	ISHARES U S ETF TR COMMODITIES	G	Y	N 
 COYN	COPSYNC INC	                S	Y	N 
 DGRE	WISDOMTREE TR EMERGING MKTS QU	G	Y	N 
 DGRS	WISDOMTREE TR US SMALL CAP QUA	G	Y	N 
 DRYS	DRYSHIPS INC COM PAR$0.1 (MHL)	S	Y	N 
 DWFI	SPDR SER TR DORSEY WRIGHT FIXE	G	Y	N 
 ETRM	ENTEROMEDICS INCCOM STK (DE)	S	Y	N 
 FEM	FIRST TRUST EMERGING MARKETS A	G	Y	N 
 FEMS	FIRST TRUST EMERGING MARKETS S	G	Y	N 
 FNK	FIRST TRUST MID CAP VALUE ALPH	G	Y	N 
 FVC	FIRST TR EXCHE-TRD FD VI DORSE	G	Y	N 
 FYC	FIRST TRUST SMALL CAP GROWTH A	G	Y	N 
 GLDI	CREDIT SUISSE X-LINKS GOLD SHS	G	Y	N 
 HTBX	HEAT BIOLOGICS INC COM STK (DE	S	Y	N 
 LPTN	LPATH INC COM PAR$	        S	Y	N 
 MBVX	MABVAX THERAPEUTICS HOLDINGS,	S	Y	N 
 MPCT	ISHARES TRUST MSCI GLOBAL IMPA	G	Y	N 
 MRNS	MARINUS PHARMACEUTICALS INC C	G	Y	N 
 PMPT	ETFIS SER TR IISECTORS POST-MP	G	Y	N 
 SLVO	CREDIT SUISSE X-LINKS SILVER S	G	Y	N 
 SOCL	GLOBAL X SOCIAL MEDIA INDEX	G	Y	N 
 SOXX	ISHARES PHLX SEMICONDUCTOR ETF	G	Y	N 
 STEM	STEMCELLS, INC. COMMON STOCK	S	Y	N 
 TOPS	TOP SHIPS INC COM STK NEW 2016	S	Y	N 
 TQQQ	PROSHARES ULTRAPRO QQQ	        G	Y	N 
 TVIX	CREDIT SUISSE AG NASSAU BRH VE	G	Y	N 
 VIGI	VANGUARD WHITEHALL FDS INTL DI	G	Y	N

OTC Threshold Securities as of Sept 6, 2016 Threshold Issue Data Information
Issue

09/06/2016 AVTO Avantogen Oncology, Inc. Common Stock Other OTC Y N
09/06/2016 AXPW Axion Power International, Inc. Common Stock Other OTC Y N
09/06/2016 BZQIY Bezeq The Israeli Telecommunication Corp Ltd Unsponsored ADR (Israel) Other OTC N Y
09/06/2016 BRMSY Brmalls Participacoes S A Sponsored ADR (Brazil) Other OTC N Y
09/06/2016 CDII CD International Enterprises, Inc. Common Stock Other OTC Y N
09/06/2016 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y
09/06/2016 CCLAY Coca Cola Amatil Limited Sponsored ADR Other OTC N Y
09/06/2016 DSDVY DSV A/S Unsponsored ADR (Denmark) Other OTC N Y
09/06/2016 DPSGY Deutsche Post AG Sponsored ADR (Germany) Other OTC N Y
09/06/2016 DUFRY Dufry AG Unsponsored ADR (Switzerland) Other OTC N Y
09/06/2016 GARWF Golden Arrow Res Corp Common Shares (Canada) Other OTC N Y
09/06/2016 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
09/06/2016 ISNPY Intesa Sanpaolo S.P.A. Sponsored ADR (Italy) Other OTC N Y
09/06/2016 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y
09/06/2016 SRGHY Shoprite Holdings Ltd Ord SPONSORED ADR Other OTC N Y
09/06/2016 SOUL Soul and Vibe Interactive Inc. Common Stock Other OTC Y N
09/06/2016 VITFF Victoria Gold Corp Ordinary Shares (Canada) Other OTC N Y
09/06/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y