Threshold Triggered

[fourkids_9pets]

9.1.16 .. Threshold


Trade Date Download Link File Creation Timestamp
Thursday, September 01, 2016
Download
9/1/2016 11:00:24 PM
Threshold Security List

 Symbol	Security Name	Market Category	Reg SHO Threshold Flag	Rule 3210 
  
 BIS	PROSHARES TR ULTRASHORT NASDAQ	G	Y	N 
 CDC	VICTORY PORTFOLIOS II CEMP US	G	Y	N 
 COMT	ISHARES U S ETF TR COMMODITIES	G	Y	N 
 DGRE	WISDOMTREE TR EMERGING MKTS QU	G	Y	N 
 DGRS	WISDOMTREE TR US SMALL CAP QUA	G	Y	N 
 DRYS	DRYSHIPS INC COM PAR$0.1 (MHL)	S	Y	N 
 DWAT	ARROW INVTS TR DWA TACTICAL ET	G	Y	N 
 ETRM	ENTEROMEDICS INCCOM STK (DE)	S	Y	N 
 FEMS	FIRST TRUST EMERGING MARKETS S	G	Y	N 
 FVC	FIRST TR EXCHE-TRD FD VI DORSE	G	Y	N 
 FYC	FIRST TRUST SMALL CAP GROWTH A	G	Y	N 
 GLDI	CREDIT SUISSE X-LINKS GOLD SHS	G	Y	N 
 HTBX	HEAT BIOLOGICS INC COM STK (DE	S	Y	N 
 LPTN	LPATH INC COM PAR$	        S	Y	N 
 MRNS	MARINUS PHARMACEUTICALS INC C	G	Y	N 
 OPTT	OCEAN PWR TECHNOLOGIES INC COM	S	Y	N 
 PMPT	ETFIS SER TR IISECTORS POST-MP	G	Y	N 
 SLVO	CREDIT SUISSE X-LINKS SILVER S	G	Y	N 
 SOCL	GLOBAL X SOCIAL MEDIA INDEX	G	Y	N 
 SOXX	ISHARES PHLX SEMICONDUCTOR ETF	G	Y	N 
 STEM	STEMCELLS, INC. COMMON STOCK	S	Y	N 
 TOPS	TOP SHIPS INC COM STK NEW 2016	S	Y	N 
 TQQQ	PROSHARES ULTRAPRO QQQ	        G	Y	N 
 TVIX	CREDIT SUISSE AG NASSAU BRH VE	G	Y	N 
 USLV	VELOCITYSHS 3X LG SILVER ETN L	G	Y	N 
 VIGI	VANGUARD WHITEHALL FDS INTL DI	G	Y	N

OTC Threshold Securities as of Sept 1, 2016 Threshold Issue Data Information
Issue

09/01/2016 AVTO Avantogen Oncology, Inc. Common Stock Other OTC Y N
09/01/2016 AXPW Axion Power International, Inc. Common Stock Other OTC Y N
09/01/2016 BZQIY Bezeq The Israeli Telecommunication Corp Ltd Unsponsored ADR (Israel) Other OTC N Y
09/01/2016 BRMSY Brmalls Participacoes S A Sponsored ADR (Brazil) Other OTC N Y
09/01/2016 CDII CD International Enterprises, Inc. Common Stock Other OTC Y N
09/01/2016 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y
09/01/2016 CCLAY Coca Cola Amatil Limited Sponsored ADR Other OTC N Y
09/01/2016 DSDVY DSV A/S Unsponsored ADR (Denmark) Other OTC N Y
09/01/2016 DPSGY Deutsche Post AG Sponsored ADR (Germany) Other OTC N Y
09/01/2016 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
09/01/2016 ISNPY Intesa Sanpaolo S.P.A. Sponsored ADR (Italy) Other OTC N Y
09/01/2016 VOPKY Koninklijke Vopak NV Rotterdam Unsponsored ADR (Netherlands) Other OTC N Y
09/01/2016 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y
09/01/2016 MRIC MRI INTERVENTIONS INC Common Stock Other OTC Y N
09/01/2016 NTDOY Nintendo Co Ltd ADR Other OTC N Y
09/01/2016 OPXS Optex Systems Holdings, Inc. Common Stock Other OTC Y N
09/01/2016 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y
09/01/2016 SRGHY Shoprite Holdings Ltd Ord SPONSORED ADR Other OTC N Y
09/01/2016 SOUL Soul and Vibe Interactive Inc. Common Stock Other OTC Y N
09/01/2016 VITFF Victoria Gold Corp Ordinary Shares (Canada) Other OTC N Y
09/01/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y