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Tellin_Fibs

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Tellin_Fibs

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Friday, 07/03/2015 7:59:00 AM

Friday, July 03, 2015 7:59:00 AM

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Setting qualification standards for securities industry professionals; examining members for their financial and operational condition, as well as their compliance with appropriate rules and regulations; investigating alleged violations of securities laws; disciplining violators of applicable rules and regulations; and responding to inquiries and complaints from investors and members.
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