InvestorsHub Logo
Followers 3
Posts 189
Boards Moderated 0
Alias Born 01/25/2015

Re: winnotlose post# 95510

Monday, 03/30/2015 10:18:20 PM

Monday, March 30, 2015 10:18:20 PM

Post# of 115772
When there is proof that someone has violated the securities laws, the sanctions may include financial penalties, orders to surrender profits, cease and desist orders, or an injunction by a court to prevent further violations. The SEC may also bar individuals from working for a securities firm, investment adviser, or investment company. We can also ask a federal court to bar individuals from being officers and directors of publicly held companies. In some situations, we may refer a case to the Department of Justice for possible criminal prosecution.

Looter will have a lot of time to think about things.