Thursday, February 26, 2015 7:48:51 PM
...
SEC examiner: Hey do you guys realize you're allowing high-frequency traders to post orders with sub-penny pricing?
UBS: Oh, umm, yeah. Yeah. I suppose we are doing that.
SEC examiner: You know that's illegal, right?
UBS: Hmm. Fair point. This is awkward. Uh ... we're really sorry?
SEC examiner: No, it's no big deal, we're not mad or anything. But you should probably cut it out.
UBS: Gotcha, won't happen again. Thanks for the heads-up.
...
http://www.bloombergview.com/articles/2015-01-15/ubss-dark-pool-was-shady
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