This table has been prepared based on [15,013,164] shares of common stock outstanding as of February 17, 2015.
[www.sec.gov/Archives/edgar/data/1086745/000114420415011179/v402214_pre14a.htm, accessed Feb 21 2015]
Name of Beneficial Owner Amount of Beneficial Ownership Percent of Class Position
Sebastian Giordano 552,857(1) 3.6% Interim Chief Executive Officer and Director
David Allen 0 0.0% Chief Financial Officer
Charles Benton 108,571(1) 0.7% Director
Kevin Coyle 108,571(1) 0.7% Director
Norm Dumbroff 57,571(1) 0.4% Director
Edward Gildea 102,857(1) 0.7% Director
Neil Hebenton 57,571(1) 0.4% Director
All Officers and Directors as a Group(2) 987,998(1) 6.2% --
Hudson Bay Master Fund Ltd.(3) [1,650,000](4) 9.9%
Hudson Bay Capital Management, L.P.(3) [1,650,000](4) 9.9%
Iroquois Master Fund Ltd.(5) [1,649,301](6) 9.9%
Iroquois Capital Management L.L.C.(5) [1,649,301](6) 9.9%
HS Contraian Investments(7) [1,650,000](8) 9.9%
Alpha Capital AG(9) [1,525,000](10) 9.9%
BlackRock, Inc.(11) 829,089 5.52%
(1) Includes the following number of shares of common stock which may be acquired by certain officers and directors through the exercise of stock options which were exercisable as of February 17, 2015, or which will or may become exercisable within 60 days of that date: Sebastian Giordano, 552,857 shares; Charles Benton, 108,571 shares; Kevin Coyle, 108,571 shares; Norm Dumbroff, 57,571 shares; Edward Gildea, 102,857 shares; Neil Hebenton, 57,571 shares; and all officers and directors as a group, 987,998 shares.
(2) The address for each of our officers and directors is 521 Railroad Avenue, Suisun City, California 94585.
(3) The principal business address of the beneficial owner is 777 Third Avenue, 30th Floor, New York, New York 10017. Mr. Sander Gerber serves as the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management, L.P. (“HBCM”). HBCM serves as the investment manager to Hudson Bay Master Fund Ltd., in whose names the reported securities are held. Thus, HBCM and Mr. Gerber may be deemed to be the beneficial owners of the reported securities. Mr. Gerber disclaims beneficial ownership of these securities.
(4) Includes shares of common stock issuable upon conversion of outstanding series F-1 convertible preferred stock (“Series F-1 Shares”) and series G-1 convertible preferred stock (“Series G-1 Shares”) and represents the maximum beneficial ownership percentage pursuant to exercise limitations contained within the Certificates of Designation of the Series F-1 Shares and the Series G-1 Shares owned by this beneficial owner.
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(5) The principal business address of the beneficial owner is 641 Lexington Avenue, 26th Floor, New York, New York 10022. Iroquois Capital Management L.L.C. is the investment manager of Iroquois Master Fund (“IMF”). Richard Abbe and Joshua Silverman have voting control and investment discretion over securities held by IMF, in whose name the securities are held. As such, Mr. Abbe and Mr. Silverman may be deemed to be the beneficial owner of all shares of common stock, including those shares underlying any convertible preferred stock, held for the account of IMF. Each of Mr. Abbe and Mr. Silverman disclaims beneficial ownership of the shares of common stock held by IMF, except to the extent of their pecuniary interest therein.
(6) Includes 14,303 shares of common stock and 1,634,998 shares of common stock issuable upon conversion of outstanding Series F-1 Shares and Series G-1 Shares. This number represents the maximum beneficial ownership percentage pursuant to exercise limitations contained within the Series F-1 Shares and Series G-1 Shares owned by this beneficial owner.
(7) The principal business address of the beneficial owner is 347 N New River Dr. East #809, Fort Lauderdale, FL 33301.
(8) Includes shares of common stock issuable upon conversion of outstanding Series F-1 Shares and Series G-1 Shares and represents the maximum beneficial ownership percentage pursuant to exercise limitations contained within the Certificates of Designation of the Series F-1 Shares and the Series G-1 Shares owned by this beneficial owner.
(9) The principal business address of the beneficial owner is Pradafant 7, Furstentums 9490, Vaduz, Liechtenstein.
(10) Includes 1,100,000 shares of common stock and 425,000 shares of common stock issuable upon conversion of outstanding Series F-1 Shares and Series G-1 Shares. This number represents the maximum beneficial ownership percentage pursuant to exercise limitations contained within the Certificates of Designation of the Series F-1 Shares and the Series G-1 Shares s owned by this beneficial owner.
(11) The principal business address of the beneficial owner is 55 East 52nd Street, New York, NY 10022.
